RL
Ronnie J. Labarbera
CETERA INVESTMENT ADVISERS LLC
ENCINO, CA 91436
Some features on this profile are disabled
CRD#: 2138884
RL
Professional summary
Ronnie Joseph Labarbera, who also goes by Ron Labarbera, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Encino, California and CETERA WEALTH SERVICES, LLC located in Encino, California.
Ronnie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Ronnie has worked at 14 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron Labarbera
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LRE PARTNERS POSITION: Partner NATURE: LRE is a family partnership with my parents and sister with the intention to buy sell hold real estate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/12/2015 ADDRESS: 20311 Howard Court, Woodland Hills CA 91364, United States DESCRIPTION: I am known as a active partner. We make decisions on properties to potentially buy, sell, rent, improve and or hold. 2)VALLEY WIDE AG INSURANCE SERVICES, INC. DBA VALLEY PREMIER INSURANCE SERVICES POSITION: Independent Insurance Agent NATURE: Crop Insurance Sales and Service. Commercial General Liability Insurance Sales and Service. Workers Compensation Insurance Sales and Service. Personal Lines, Home and Auto Insurance Sales and Service. Health Insurance Sales and Service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2021 ADDRESS: 5151 N. Palm Ave., Ste. 50, Fresno CA 93704, United States DESCRIPTION: I sell and service commercial property and liability insurance. I sell and service workers compensation insurance. I sell and service personal lines, home and auto insurance. I sell and service group health and individual health and insurance. I advise agency agents where to place difficult commercial business lines. 3) R SQUARED FINANCIAL, LLC POSITION: CEO/Manager NATURE: Managing day to day business operations, compliance, bookkeeping, statements, email. Financial planning with new and existing clients. Portfolio reviews with existing clients. Prospecting for new business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 105 SECURITIES TRADING HOURS: 60 START DATE: 04/18/2011 ADDRESS: 6511 N. Blosser Ave, Ste. 50, Fresno CA 93711, United States DESCRIPTION: Founder and Principal of the firm. Activities involve daily operations of a State Registered Advisory Firm. Prospecting new clients. Advice and guidance for investment management clients, and financial planning.
CRS (Client Relationship Summary) - RIA
Click below to view Ronnie Joseph Labarbera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 16055 Ventura Blvd. Suite 711, Encino, CA 91436Office #2: 21800 Oxnard Street Suite 200, Woodland Hills, CA 91367Office #3: 5151 N. Palm Ave. Ste. 50, Fresno, CA 93704RIA
CRD#: 105644
ENCINO, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 16055 Ventura Blvd. #711, Encino, CA 91436Office #2: 5151 N. Palm Ave. Ste. 50, Fresno, CA 93704BD
CRD#: 13572
ENCINO, CA
Past
April 19, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ENCINO, CA
Past
November 28, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Fresno, CA
Past
June 22, 2011 - December 31, 2023
R SQUARED FINANCIAL, LLC
RIA
CRD#: 157710
FRESNO, CA
Past
January 13, 2009 - April 25, 2011
PORTFOLIO ADVISORS, INC.
RIA
CRD#: 106111
FRESNO, CA
Past
September 21, 2005 - January 16, 2009
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
FRESNO, CA
Past
May 3, 2005 - January 16, 2009
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
FRESNO, CA
Past
August 11, 2000 - May 19, 2005
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
LOS ANGELES, CA
Past
May 24, 2000 - May 2, 2005
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
March 24, 1999 - May 10, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
February 25, 1994 - April 7, 1999
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
November 17, 1993 - February 16, 1994
GRIFFIN FINANCIAL SERVICES
BD
CRD#: 10823
Past
May 21, 1993 - February 18, 1994
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 21, 1993 - February 18, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
September 22, 1992 - June 1, 1993
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
May 6, 1991 - September 1, 1992
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 6, 1991 - September 1, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Ohio(9/19/2025)
RR
Washington(9/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/19/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
