David B. Dreher
Professional summary
David Burch Dreher, who also goes by David B Dreher, is a registered financial advisor currently at PURSHE KAPLAN STERLING INVESTMENTS located in Shawnee, Kansas.
David is registered as a RR (Registered Representative) and started their career in finance in 1991. David has worked at 4 firms and has passed the Series 66, Series 63, Series 99TO, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Burch Dreher's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2009 - Present
PURSHE KAPLAN STERLING INVESTMENTS
May 4, 2009 - October 20, 2015
THE RETIREMENT PLANNING GROUP, LLC
July 2, 2003 - May 21, 2009
UBS FINANCIAL SERVICES INC.
May 5, 2003 - May 21, 2009
UBS FINANCIAL SERVICES INC.
June 6, 1991 - May 9, 2003
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2009)
(4/30/2009)
(4/30/2009)
(4/30/2009)
(4/30/2009)
(4/30/2009)
(11/23/2024)
(7/11/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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