Jeffrey T. Seiberlich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Todd Seiberlich, who also goes by Jeff Seiberlich, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1991. Jeffrey had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2016 - December 31, 2020
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
May 18, 2016 - December 31, 2020
LASALLE ST SECURITIES, L.L.C.
March 23, 2005 - September 20, 2016
CAPITAL SECURITIES INVESTMENT CORPORATION
August 22, 1996 - September 20, 2016
CAPITAL SECURITIES INVESTMENT CORPORATION
March 1, 1996 - September 5, 1996
MML INVESTORS SERVICES, LLC
July 22, 1994 - March 1, 1996
G. R. PHELPS & CO., INC.
December 24, 1991 - July 26, 1994
LOCUST STREET SECURITIES, INC.
October 14, 1991 - January 1, 1992
TOTAL INVESTMENT MANAGEMENT, INC.
April 9, 1991 - July 30, 1991
IDS LIFE INSURANCE COMPANY
April 9, 1991 - July 30, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
Contact information
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,941 |
| AUM (Assets Under Management) | $ 4,346,509,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
