Timothy Schival
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Schival, CIMA®, who also goes by Tim Schival, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1991. Timothy had worked at 18 firms and has passed the Series 63, Series 65, Series 6TO, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2025 - January 23, 2026
FORESIDE FUND SERVICES, LLC
September 21, 2023 - March 4, 2024
VOYA INVESTMENT MANAGEMENT CO. LLC
September 21, 2023 - March 4, 2024
VOYA INVESTMENTS DISTRIBUTOR, LLC
March 3, 2021 - February 15, 2022
IP FINANCIAL ADVISORY SERVICES LLC
January 5, 2021 - February 15, 2022
INNOVATION PARTNERS LLC
May 8, 2020 - January 7, 2021
FNEX CAPITAL, LLC
November 7, 2019 - January 15, 2020
MCG SECURITIES LLC
September 17, 2018 - October 2, 2018
FIRST DOMINION CAPITAL CORP.
May 19, 2016 - November 21, 2016
SL ADVISORS, LLC
October 19, 2015 - August 31, 2018
ALT FUND DISTRIBUTORS LLC
February 14, 2011 - November 14, 2014
PIMCO INVESTMENTS LLC
October 13, 2008 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
February 12, 2004 - October 3, 2008
FIRST TRUST PORTFOLIOS L.P.
January 23, 2004 - February 11, 2004
JOHN HANCOCK DISTRIBUTORS LLC
May 21, 2002 - October 8, 2003
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
September 12, 2001 - April 29, 2002
SYNOVUS SECURITIES, INC.
May 11, 2000 - February 26, 2001
INVEST FINANCIAL CORPORATION
December 21, 1996 - March 9, 2000
TRUIST INVESTMENT SERVICES, INC.
January 3, 1996 - May 16, 1996
TRUIST INVESTMENT SERVICES, INC.
July 18, 1991 - December 19, 1994
TRUIST INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
