Timothy Schival

FORESIDE FUND SERVICES

Portland, ME 04101

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CRD#: 2137381

Professional summary

Timothy Schival, CIMA®, who also goes by Tim Schival, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1991. Timothy has worked at 18 firms and has passed the Series 63, Series 65, Series 6TO, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tim Schival

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Schival's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 10, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 46106

Portland, ME

Past

September 21, 2023 - March 4, 2024

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

Atlanta, GA

Past

September 21, 2023 - March 4, 2024

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

Atlanta, GA

Past

March 3, 2021 - February 15, 2022

IP FINANCIAL ADVISORY SERVICES LLC

RIA

CRD#: 305772

Tampa, FL

Past

January 5, 2021 - February 15, 2022

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

May 8, 2020 - January 7, 2021

FNEX CAPITAL, LLC

CRD#: 166316

INDIANAPOLIS, IN

Past

November 7, 2019 - January 15, 2020

MCG SECURITIES LLC

CRD#: 163144

WAYNE, PA

Past

September 17, 2018 - October 2, 2018

FIRST DOMINION CAPITAL CORP.

CRD#: 16330

RICHMOND, VA

Past

May 19, 2016 - November 21, 2016

SL ADVISORS, LLC

RIA

CRD#: 151495

Tampa, FL

Past

October 19, 2015 - August 31, 2018

ALT FUND DISTRIBUTORS LLC

CRD#: 146547

NEW YORK, NY

Past

February 14, 2011 - November 14, 2014

PIMCO INVESTMENTS LLC

CRD#: 154957

NEW YORK, NY

Past

October 13, 2008 - February 14, 2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

February 12, 2004 - October 3, 2008

FIRST TRUST PORTFOLIOS L.P.

CRD#: 28519

LISLE, IL

Past

January 23, 2004 - February 11, 2004

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

May 21, 2002 - October 8, 2003

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

September 12, 2001 - April 29, 2002

SYNOVUS SECURITIES, INC.

CRD#: 14023

COLUMBUS, GA

Past

May 11, 2000 - February 26, 2001

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

December 21, 1996 - March 9, 2000

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

January 3, 1996 - May 16, 1996

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

Past

July 18, 1991 - December 19, 1994

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/11/2025)

Florida
(6/11/2025)

Georgia
(6/11/2025)

North Carolina
(6/16/2025)

South Carolina
(6/12/2025)

Exams

State Security Law Exam

Series 63

Date: 2/10/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/13/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/23/1999

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 10/5/1998

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/24/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy Schival

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Schival's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA INVESTMENT MANAGEMENT CO. LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

IP FINANCIAL ADVISORY SERVICES LLC

INNOVATION PARTNERS LLC

FNEX CAPITAL, LLC

MCG SECURITIES LLC

FIRST DOMINION CAPITAL CORP.

SL ADVISORS, LLC

ALT FUND DISTRIBUTORS LLC

PIMCO INVESTMENTS LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

FIRST TRUST PORTFOLIOS L.P.

JOHN HANCOCK DISTRIBUTORS LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

SYNOVUS SECURITIES, INC.

INVEST FINANCIAL CORPORATION

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/10/2021

Series 65

Date: 1/13/2020

Series 6TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/17/1991

Series 4

Date: 9/23/1999

Series 53

Date: 10/5/1998

Series 24

Date: 7/24/1998

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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