Maggi M. Keating
Professional summary
Maggi Mary Keating, CFP®, who also goes by Maggi Mary Hanlon, Maggi Keating, is a registered financial advisor currently at FBB CAPITAL PARTNERS located in Bethesda, Maryland.
Maggi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Maggi has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Maggi Mary Keating's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2003
Experience
June 16, 2004 - Present
FBB CAPITAL PARTNERS
Office #1: 4520 East West Highway Suite 400, Bethesda, MD 20814June 4, 2002 - May 11, 2004
CHARLES SCHWAB & CO., INC.
June 24, 1992 - May 11, 2004
CHARLES SCHWAB & CO., INC.
April 11, 1992 - May 29, 1992
HAMILTON INVESTMENTS, INC.
October 2, 1991 - April 22, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
FBB CAPITAL PARTNERS
CRD#: 108967 / SEC#: 801-57836
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/16/2004)
(9/20/2019)
(6/16/2004)
Exams
Series 8
Date: 4/19/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FBB CAPITAL PARTNERS
CRD#: 108967 / SEC#: 801-57836
Contact information
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,990 |
| AUM (Assets Under Management) | $ 2,161,443,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
