TD
Trent D. Davis
PAULSON INVESTMENT COMPANY LLC
Portland, OR 97223
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CRD#: 2137171
TD
Professional summary
Trent Donald Davis is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Portland, Oregon.
Trent is registered as a RR (Registered Representative) and started their career in finance in 1991. Trent has worked at 2 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Board of Directors of Senmiao Technology Limited (Nasdaq: AIHS), an online lending platform in China connecting Chinese investors with individual and small- to-medium-sized enterprise borrowers and creditors, and currently serves as an independent director and a member of the Audit, Compensation, and Nominating and Corporate Governance Committees. This activity takes a few hours each quarter. None during normal business hours. 2.Sole member of TD Advisors, LLC which acts as a conduit for payments received in relation to my other outside business activities, if any. Less than one hour a quarter is spent on this outside of trading hours. Any income received from my outside business activities is received via TD Advisors, a private LLC. INVO Bioscience, non-investment, Sarasota FL.,Medical Device CO., Director of the Board, 12/2019, 3-4 Hrs/Mo Paulson Capital Holding Company, CEO, investment related, Lake Oswego OR, April 2017 Fishin Friends, non-investment, Nehalem OR, Non-profit youth organization, Director, April 2024, 1 hr/mo, 0 during trading,
CRS (Client Relationship Summary) - BD
Click below to view Trent Donald Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2019 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 10220 Sw Greenburg Rd, Ste 380, Portland, OR 97223BD
CRD#: 5670
Portland, OR
Past
August 16, 2019 - December 31, 2024
PAULSON INVESTMENT ADVISORS, LLC
RIA
CRD#: 304328
PORTLAND, OR
Past
June 27, 2019 - December 10, 2020
PAULSON INVESTMENT COMPANY LLC
RIA
CRD#: 5670
LAKE OSWEGO, OR
Past
January 15, 2008 - May 30, 2012
PAULSON INVESTMENT COMPANY LLC
RIA
CRD#: 5670
PORTLAND, OR
Past
August 8, 1991 - October 31, 2014
PAULSON INVESTMENT COMPANY LLC
BD
CRD#: 5670
PORTLAND, OR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(12/2/2020)
RR
Louisiana(12/4/2020)
RR
Oregon(7/23/2019)
RR
Texas(12/16/2020)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
PI
PAULSON INVESTMENT COMPANY LLC
PAULSON INVESTMENT COMPANY LLC | PAULSON WEALTH ADVISORS | PAULSON INVESTMENT COMPANY, LLC | PAULSON INVESTMENT COMPANY, INC.
CRD#: 5670 / SEC#: 801-107194, 8-26807
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
10220 Sw Greenburg Rd Suite 465, Lake Oswego, OR 97035
Mailing Address
10220 Sw Greenburg Rd Suite 380, Portland, OR 97223
Phone number
(503) 243-6000
Established
Delaware since 03/23/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
