Henry W. Sullivan
Professional summary
Henry Welling Sullivan, who also goes by Hy Sullivan, is a registered financial professional currently at PROFOR ADVISORS located in Rye Brook, New York.
Henry is registered as a RR (Registered Representative) and started their career in finance in 1991. Henry has worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Henry Welling Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2021 - Present
PROFOR ADVISORS
Office #1: 800 Westchester Ave Suite 641n, Rye Brook, NY 10573August 27, 2019 - August 20, 2021
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
June 2, 2010 - June 24, 2019
PROFOR ADVISORS
November 5, 2004 - June 18, 2008
HUNTHILL CAPITAL, LLC
September 3, 1997 - August 11, 1998
PRINCETON CAPITAL MARKETS, L.P.
December 3, 1991 - September 2, 1997
J.P. MORGAN SECURITIES LLC
July 29, 1991 - November 5, 1991
GKN SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/15/2021)
(9/21/2021)
Exams
FINRA
Current Firm
PROFOR ADVISORS
CRD#: 136084 / SEC#: , 8-66974
Contact information
FINRA licenses (30 States and Territories)
Documents
Red Flags
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