Clyde D. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clyde Darrel Jones was a registered financial professional .
Clyde is a previously registered financial professional and started their career in finance in 1991. Clyde had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2015 - December 14, 2018
TITAN SECURITIES
September 3, 2015 - December 14, 2018
TITAN SECURITIES
March 10, 2015 - November 12, 2015
GAIN PLAN FINANCIAL, LLC
January 2, 2013 - November 7, 2014
EDI FINANCIAL, INC.
September 8, 2008 - December 31, 2012
TITAN SECURITIES
August 18, 2008 - December 31, 2012
TITAN SECURITIES
May 30, 2002 - February 5, 2003
EAGLE ONE INVESTMENTS, LLC
January 2, 2002 - September 3, 2008
EAGLE ONE INVESTMENTS, LLC
April 4, 2000 - November 29, 2001
SIGNAL SECURITIES, INC.
July 1, 1999 - April 6, 2000
INVEST FINANCIAL CORPORATION
March 28, 1995 - July 1, 1999
INVESTMENT CENTERS OF AMERICA, INC.
July 12, 1991 - April 18, 1995
IDS LIFE INSURANCE COMPANY
July 12, 1991 - April 18, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TITAN SECURITIES
CRD#: 131392 / SEC#: , 8-66462
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 950 |
| AUM (Assets Under Management) | $ 70,000,000 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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