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CJ

Clyde Darrel Jones

CRD# 2136510·Registered 1991 - 2018
Previously Registered: Being a previously registered professional could mean that Clyde is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Clyde Darrel Jones was a registered financial advisor. Clyde was a previously registered financial professional and started their career in finance 1991 - 2018. Clyde had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

TITAN SECURITIES·CRD# 131392
RIA
Kingston, OK
September 3, 2015 - December 14, 2018
TITAN SECURITIES·CRD# 131392
BD
Kingston, OK
September 3, 2015 - December 14, 2018
GAIN PLAN FINANCIAL, LLC·CRD# 174208
RIA
Whitesboro, TX
March 10, 2015 - November 12, 2015
EDI FINANCIAL, INC.·CRD# 15699
BD
Whitesboro, TX
January 2, 2013 - November 7, 2014
TITAN SECURITIES·CRD# 131392
RIA
Whitesboro, TX
September 8, 2008 - December 31, 2012
TITAN SECURITIES·CRD# 131392
BD
Whitesboro, TX
August 18, 2008 - December 31, 2012
EAGLE ONE INVESTMENTS, LLC·CRD# 45254
RIA
Kingston, OK
May 30, 2002 - February 5, 2003
EAGLE ONE INVESTMENTS, LLC·CRD# 45254
BD
Kingston, OK
January 2, 2002 - September 3, 2008
SIGNAL SECURITIES, INC.·CRD# 15916
BD
Fort Worth, TX
April 4, 2000 - November 29, 2001
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Appleton, WI
July 1, 1999 - April 6, 2000
INVESTMENT CENTERS OF AMERICA, INC.·CRD# 16443
BD
Appleton, WI
March 28, 1995 - July 1, 1999
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
July 12, 1991 - April 18, 1995
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
July 12, 1991 - April 18, 1995

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Current Firm

TS
TITAN SECURITIES

JTA SECURITIES MANAGEMENT, INC. | TITAN SECURITIES

CRD#: 131392 / SEC#: 8-66462
BD
Terminated by SEC on 09/09/2023

Contact Information

Main Address

6100 Tennyson Pkwy Suite 240, Plano, TX 75024

Phone Number

(972) 980-5920

Established

California since 02/11/2004

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

22

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
BROOKS, BRAD CURTISCCO1584633

Regulatory Assets Under Management

Total Number of Accounts

950

AUM (Assets Under Management)

$70,000,000

Disclosures

Regulatory Event

7

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1995About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1991About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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