PR
Philip F. Rutigliano
NFSG
MONTVALE, NJ 07645
Some features on this profile are disabled
CRD#: 2136509
PR
Professional summary
Philip Frank Rutigliano, CFP®, who also goes by Philip Frank Rutigliano Mr., is a registered financial advisor currently at NFSG CORPORATION located in Montvale, New Jersey and NEWBRIDGE SECURITIES CORPORATION located in Montvale, New Jersey.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Philip has worked at 14 firms and has passed the Series 63, Series 65, Series 82TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Philip Frank Rutigliano Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)MAHONEY ASSET MANAGEMENT - CORP (DBA): 5/2023, NEW YORK, INVESTMENT RELATED, FINANCIAL ADVISOR, INSURANCE AGENT - PROVIDE FINANCIAL AND INSURANCE SERVICES. ONGOING, ASSIT CLIENTS WITH PLANNING, TIME SPENT MORE THAN 25% DURING SECURITIES TRADING HOURS. 2)ON OCCASION I WILL CONSULT (NON-PROFIT AND FOR PROFIT) COMPANIES LOOKING TO IMPROVE THEIR SALES PROCESS. ZERO HOURS CURRENTLY
CRS (Client Relationship Summary) - RIA
Click below to view Philip Frank Rutigliano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 8, 2023 - Present
NFSG CORPORATION
Office #1: 135 Chestnut Ridge Road Suite 200, Montvale, NJ 07645RIA
CRD#: 130814
MONTVALE, NJ
Current
April 25, 2023 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 135 Chestnut Ridge Road, Suite 200, Montvale, NJ 07645BD
CRD#: 104065
Montvale, NJ
Past
July 10, 2014 - April 29, 2021
AURORA CAPITAL LLC
BD
CRD#: 37924
CHESTNUT RIDGE, NY
Past
August 7, 2013 - May 14, 2014
BIC DISTRIBUTORS, LLC
BD
CRD#: 152860
PHOENIX, AZ
Past
August 3, 2011 - May 21, 2013
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
RIVER VALE, NJ
Past
July 25, 2011 - May 21, 2013
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
RIVER VALE, NJ
Past
May 31, 2011 - June 23, 2011
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
LATHAM, NY
Past
May 3, 2011 - May 23, 2011
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
WASHINGTON TWP., NJ
Past
May 3, 2011 - May 23, 2011
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
WASHINGTON TWP., NJ
Past
September 16, 2009 - April 28, 2011
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
RALEIGH, NC
Past
September 16, 2009 - April 28, 2011
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
RALEIGH, NC
Past
May 2, 2008 - September 2, 2008
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
STATEN ISLAND, NY
Past
April 26, 2006 - June 16, 2006
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
PELHAM, NY
Past
July 8, 1998 - April 18, 2006
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
BRONX, NY
Past
September 18, 1996 - April 18, 2006
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
August 1, 1994 - September 18, 1996
CHEMICAL INVESTMENT SERVICES CORP.
BD
CRD#: 36312
Past
November 15, 1993 - August 1, 1994
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Past
May 10, 1991 - November 23, 1993
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
May 10, 1991 - November 23, 1993
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/8/2024)
RR
New Jersey(4/25/2023)
IAR
New Jersey(6/8/2023)
RR
New York(10/5/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 4/25/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Mailing Address
Phone number
(954) 334-3450
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
