Monica T. Vaca

PORTFOLIO RESOURCES GROUP

Coral Gables, FL 33146

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CRD#: 2135645

Professional summary

Monica Teresa Vaca is a registered financial professional currently at PORTFOLIO RESOURCES GROUP, INC. located in Coral Gables, Florida.

Monica is registered as a RR (Registered Representative) and started their career in finance in 1993. Monica has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Monica Teresa Vaca's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2003 - Present

PORTFOLIO RESOURCES GROUP, INC.

Office #1: 4000 Ponce De Leon Blvd. Suite 670, Coral Gables, FL 33146

CRD#: 31155

Coral Gables, FL

Past

September 9, 2002 - May 27, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MIAMI, FL

Past

September 6, 2002 - May 27, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 3, 2002 - September 17, 2002

UBS INTERNATIONAL INC.

RIA

CRD#: 107726

MIAMI, FL

Past

June 3, 2002 - September 17, 2002

UBS INTERNATIONAL INC.

CRD#: 107726

NEW YORK, NY

Past

September 30, 1998 - June 1, 2002

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MIAMI, FL

Past

September 14, 1998 - June 3, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 14, 1993 - February 17, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/14/2003)

Georgia
(7/5/2022)

Exams

State Security Law Exam

IAR

Series 65

Date: 10/2/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/13/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/17/2007

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

PORTFOLIO RESOURCES GROUP, INC.

CRD#: 31155 / SEC#: , 8-45380

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

4000 Ponce De Leon Blvd Suite 670, Coral Gables, FL 33146

Mailing Address

4000 Ponce De Leon Blvd Suite 670, Coral Gables, FL 33146

Phone number

(305) 372-0299

Established

Florida since 11/18/1992

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (27 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CAMEJO, ANTONIO NMN	SHAREHOLDER/DIRECTOR, PRESIDENT & CEO, CCO, GENERAL PRINCIPAL, MUNICIPAL PRINCIPAL	1654246
INVERSIONES SOSABAS	SHAREHOLDER
MARAVER, JOSE MANUEL	SHAREHOLDER/DIRECTOR	2307685
BAQUERO DE JIMENEZ, NANCY JOSEFINA	FINOP, PFO, POO	5583492
SOSA, JUAN IGNACIO	DIRECTOR, COO, GENERAL PRINCIPAL, AML OFFICER, VA PRINCIPAL	2599288
VACA, MONICA TERESA	OPTIONS PRINCIPAL	2135645

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Monica T. Vaca

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Monica Teresa Vaca's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/2/1998

Series 63

Date: 9/8/1998

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/13/1993

Series 4

Date: 1/17/2007

FINRA

Current Firm

PORTFOLIO RESOURCES GROUP, INC.

Contact information

FINRA licenses (27 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PORTFOLIO RESOURCES GROUP, INC.

TRUST BUT VERIFY

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