Bobbette B. Jones
Professional summary
Bobbette Beth L Jones, who also goes by Beth Hebert, Bobbette Beth Louise Hebert, Bobbette Louise Hebert, is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.
Bobbette is registered as a RR (Registered Representative) and started their career in finance in 1993. Bobbette has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 11 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bobbette Beth L Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2014 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Ste 400, Austin, TX 78735October 1, 2012 - June 6, 2014
J.P. MORGAN SECURITIES LLC
July 6, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
March 15, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
January 14, 2002 - February 4, 2005
LEGG MASON WOOD WALKER, INCORPORATED
May 11, 1998 - October 1, 2001
FSC SECURITIES CORPORATION
October 28, 1997 - December 18, 1997
J.C. BRADFORD & CO.
March 17, 1995 - September 24, 1997
CAPITAL ONE INVESTMENTS, LLC
May 24, 1993 - January 26, 1995
MARQUIS INVESTMENTS, L.L.C.
March 10, 1993 - May 11, 1993
AMERICAN SECURITIES MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2014)
Exams
Series 11
Date: 3/5/1993
Assistant Representative-Order Processing Qualification ExamFINRA
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
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