Barbara M. Shepherd
Professional Summary
Barbara M. Shepherd, who also goes by Barbara Maria Shepherd, Barbara Shepherd, is a registered financial advisor currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island and DIGITAL BROKERAGE SERVICES LLC located in Jersey City, New Jersey. Barbara is registered as a RR (Registered Representative) and started their career in finance in 2011. Barbara has worked at 4 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Barbara Maria Shepherd, Barbara Shepherd
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
DIGITAL BROKERAGE SERVICES LLC
Contact Information
Main Address
499 Washington Blvd, Jersey City, NJ 07310Mailing Address
Two Destiny Way Mail Zone Wg3d, Westlake, TX 76262Phone Number
(833) 327-3444Established
Delaware since 02/27/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Barbara M. Shepherd's CRS (Customer Relationship Summary).
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