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Darren B Meehan

CRD# 2134941·Registered 1991 - 2014
Previously Registered: Being a previously registered professional could mean that Darren is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darren B Meehan, who also goes by Darren Bruce Meehan, Darren Meehan, was a registered financial advisor. Darren was a previously registered financial professional and started their career in finance 1991 - 2014. Darren had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Darren Bruce Meehan, Darren Meehan

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Redondo Beach, CA
March 26, 2010 - November 12, 2014
B. RILEY WEALTH ADVISORS, INC.·CRD# 115927
RIA
Redondo Beach, CA
February 8, 2010 - November 12, 2014
LPL FINANCIAL LLC·CRD# 6413
RIA
Redondo Beach, CA
June 19, 2008 - February 16, 2010
LPL FINANCIAL LLC·CRD# 6413
BD
Redondo Beach, CA
June 18, 2008 - February 16, 2010
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Torrance, CA
January 1, 2008 - June 6, 2008
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Torrance, CA
January 1, 2008 - June 6, 2008
A. G. EDWARDS & SONS, INC.·CRD# 4
RIA
Torrance, CA
July 8, 1997 - January 1, 2008
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
Torrance, CA
September 25, 1992 - January 3, 2008
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
April 24, 1991 - September 25, 1992

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Current Firm

NS
NATIONAL SECURITIES CORPORATION

NAT'L SECURITIES CORP | WASHINGTON NATIONAL SECURITIES CORPORATION | NTL INSURANCE AGENCY | NSC INSURANCE AGENCY | NATIONAL SECURITIES OF WASHINGTON | NATIONAL SECURITIES CORPORATION | NATIONAL SECURITIES CORP OF WASHINGTON STATE

CRD#: 7569 / SEC#: 8-164
BD
Terminated by SEC on 10/20/2022

Contact Information

Established

Washington since 01/06/1947

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

Documents

Direct owners and executive officers

NamePositionCRD#
NATIONAL HOLDINGS CORPORATIONPARENT, OWNER—
MARKUNAS, MICHAELCHIEF COMPLIANCE OFFICER1832307

Disclosures

Regulatory Event

66

Arbitration

16

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2014About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Mar 2013About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Apr 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2011About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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