LH
Lloyd P. Hebert
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Katy, TX 77494
Some features on this profile are disabled
CRD#: 2134720
LH
Professional summary
Lloyd Patrick Hebert, who also goes by Pappy Herbert, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Katy, Texas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Conroe, Texas.
Lloyd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Lloyd has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pappy Herbert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HEBERT FINANCIAL SERVICES, 2751 S LOOP 336 W CONROE TX, 12/2022, SPEAKER/EDUCATOR, 12 HR/MO 0 HR/MO TRADING 2) VIDA BOA LLC, 2751 S LOOP 336 W CONROE TX, 08/2020, OWNER, REAL ESTATE, NIR, 5 HR/MO 0 HR/MO TRADING 3) HP WINE COUNTRY HOLDINGS LLC, 2751 S LOOP 336 W CONROE TX, 03/2023, OWNER, REAL ESTATE, NIR, 5 HR/MO 0 HR/MO TRADING 4) APEX ADVISORS LLC, 2751 S LOOP 336 W CONROE TX, 02/2019, OWNER, BUSINESS ENTITY, INV REL, 1 HR/MO 0 HR/MO TRADING 5) SIMPLICITY GROUP, 2751 S LOOP 336 W CONROE TX, 02/2024, INSTRUCTOR, ADULT FINANCIAL EDUCATION SERVICES (AFES), NIR, 8 HR/MO 0 HR/MO TRADING 6) L HEBERT HOLDINGS LLC, 2751 S LOOP 336 W CONROE TX, 08/2013, OWNER, REAL ESTATE, NIR, 10 HR/MO 0 HR/MO TRADING 7) MALLARD COVE DEVELOPMENT LLC, 2751 S LOOP 336 W CONROE TX, 01/2020, OWNER, REAL ESTATE, NIR, 10 HR/MO 0 HR/MO TRADING 8) HEBERT FINANCIAL SERVICES - AUSTIN, 2028 E BEN WHITE BLVD SUITE 235 AUSTIN TX, 04/2024, PRESIDENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 10 HR/MO 5 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Lloyd Patrick Hebert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 2, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 24285 Katy Freeway, Ste. 300, Katy, TX 77494Office #2: 2751 S Loop 336 W, Conroe, TX 77304Office #3: 2028 E Ben White Blvd. Ste. 235, Austin, TX 78741RIA
CRD#: 134139
Katy, TX
Current
February 2, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2751 S Loop 336 W, Conroe, TX 77304Office #2: 2028 E Ben White Blvd. Ste. 235, Austin, TX 78741BD
CRD#: 39543
Conroe, TX
Past
December 21, 2018 - February 5, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
CONROE, TX
Past
December 21, 2018 - February 5, 2024
CETERA ADVISORS LLC
BD
CRD#: 10299
CONROE, TX
Past
August 7, 2014 - December 21, 2018
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
Conroe, TX
Past
August 7, 2014 - December 21, 2018
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
Conroe, TX
Past
September 7, 2005 - August 7, 2014
SPC
RIA
CRD#: 110692
CONROE, TX
Past
September 2, 2003 - August 7, 2014
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
CONROE, TX
Past
September 25, 1992 - September 12, 2003
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
CONROE, TX
Past
September 23, 1992 - September 12, 2003
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(2/2/2024)
RR
Michigan(7/29/2024)
RR
South Carolina(2/2/2024)
RR
Texas(2/2/2024)
IAR
Texas(2/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Katy, TX 77494TRUST BUT VERIFY
Monitor Lloyd Hebert
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
