How trustworthy is your Financial Advisor?

CHECK FOR RED FLAGS

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Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.

GET TO KNOW Todd

ADVISOR PERSONAL BIO

I am director and chief investment officer for Provenance Wealth Advisors. With more than 30 years of experience in financial services and investment management, I have developed a diverse client base. My role allows me to focus on incorporating my broad knowledge of financial planning matters into our clients’ investment strategies. Our team has helped numerous individuals and families move further towards or reach their financial goals. As the firm’s chief investment officer, I head the investment committee and research team, as well as lead our investment division. I hold both Chartered Financial Analyst (2004) and CERTIFIED FINANCIAL PLANNER TM (1994) designations. As such, I place strong emphasis on forward-thinking investment and planning strategies. I have been quoted in multiple publications, including The Sun-Sentinel, Us News and World Report, Forbes and the SEI Professional Business Journal. In addition, I have been named one of the top financial advisors in the United States by Barrons* in 2015, 2016, 2017, 2018 and 2019; Financial Times** (US edition) in 2015, 2016, 2017 and 2019 and Forbes*** top state-by-state rankings in 2018 and 2019. *Factors included in the rankings for Barron’s Top Advisors: assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. **The formula Financial Times uses to grade advisors for the To Financial Advisors award is based on six broad factors and calculates a numeric score for each advisor. Areas of consideration include assets under management, asset growth, years of experience, industry certification, Financial Industry Regulatory Authority (FINRA) compliance record and online accessibility. ***Forbes rankings are compiled by Shook research. Factors included in the rankings for assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. As well as personal interviews and verification.

ADVISOR PROFILE

Services Offered
Insurance
Financial planning
Institutional consulting
Trust & estate planning
Retirement planning
My Ideal Client
Retail
High Net Worth
Ultra High Net Worth
Foundations
Small Business
Small Business

(1)Name of Business: provenance wealth advisors Address: 515 E Las Olas Blvd Fl 15, Fort Lauderdale, FL, 33301, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/09/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: non-variable life insurance sales from various (2)Name of Business: Todd A. Moll CFA PA Address: 515 E Las Olas Blvd Fl 15, Fort Lauderdale, FL, 33301, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: Yes Start Date: 07/01/2004 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: owner (3)Name of Business: ZYH Holdings LLC Address: 515 E Las Olas Blvd Fl 15, Fort Lauderdale, FL, 33301, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/02/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: director of company

FIRM INFORMATION

Some financial advisors may work at more than one firm. Click view work history below to review their data.

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Todd Anthony Moll

Experience: 33 years / 10 firms

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