Wilfredo Miranda
Professional summary
Wilfredo Miranda JR, who also goes by Wilfredo Miranda, Willie Miranda, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Clifton Park, New York.
Wilfredo is registered as a RR (Registered Representative) and started their career in finance in 1991. Wilfredo has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wilfredo Miranda JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2000 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 1480 Route 9, Clifton Park, NY 12065-6524January 27, 1998 - December 31, 1999
PRIME CAPITAL SERVICES, INC.
June 20, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
June 20, 1996 - September 30, 1998
SIGNATOR INVESTORS, INC.
April 3, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 3, 1991 - October 9, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2021)
(8/7/2017)
(10/8/2018)
(9/11/2000)
(9/1/2020)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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