Ralph Tenebruso

CLEAR STREET LLC

New York, NY 10007

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CRD#: 2134306

Professional summary

Ralph Tenebruso, who also goes by Ralph Gerald Tenebruso, is a registered financial professional currently at CLEAR STREET LLC located in New York, New York.

Ralph is registered as a RR (Registered Representative) and started their career in finance in 1991. Ralph has worked at 8 firms and has passed the Series 63, Series 79TO, Series 57, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ralph Gerald Tenebruso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ralph Tenebruso's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2020 - Present

CLEAR STREET LLC

Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007

CRD#: 288933

New York, NY

Past

January 3, 2018 - December 23, 2019

TD SECURITIES (USA) LLC

CRD#: 18476

NEW YORK, NY

Past

May 6, 2016 - May 10, 2018

TD PRIME SERVICES LLC

CRD#: 1914

NEW YORK, NY

Past

May 14, 2014 - May 6, 2016

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

NEW YORK, NY

Past

January 23, 2014 - May 8, 2014

PORTALES PARTNERS, LLC

CRD#: 112311

NEW YORK, NY

Past

March 26, 2004 - January 10, 2014

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

HOLMDEL, NJ

Past

April 20, 1993 - March 19, 2004

EAST SHORE PARTNERS, INC.

CRD#: 28999

HAUPPAUGE, NY

Past

March 10, 1993 - April 1, 1993

EAST SHORE PARTNERS, INC.

CRD#: 28999

Past

August 8, 1991 - March 16, 1993

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

May 13, 1991 - July 29, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/13/2020)

Alaska
(5/21/2020)

Arizona
(3/10/2020)

Arkansas
(3/16/2020)

California
(1/14/2020)

Colorado
(3/24/2020)

Connecticut
(1/14/2020)

Delaware
(5/21/2020)

District of Columbia
(5/21/2020)

Florida
(1/14/2020)

Georgia
(3/20/2020)

Hawaii
(5/22/2020)

Idaho
(3/10/2020)

Illinois
(1/15/2020)

Indiana
(7/16/2020)

Iowa
(3/25/2020)

Kansas
(4/14/2020)

Kentucky
(3/17/2020)

Louisiana
(3/16/2020)

Maine
(5/6/2020)

Maryland
(5/1/2020)

Massachusetts
(5/15/2020)

Michigan
(3/10/2020)

Minnesota
(3/30/2022)

Mississippi
(3/10/2020)

Missouri
(6/2/2020)

Montana
(5/22/2020)

Nebraska
(5/1/2020)

Nevada
(3/10/2020)

New Hampshire
(3/10/2020)

New Jersey
(1/14/2020)

New Mexico
(6/3/2020)

New York
(1/14/2020)

North Carolina
(3/10/2020)

North Dakota
(5/14/2020)

Ohio
(5/26/2020)

Oklahoma
(3/11/2020)

Oregon
(5/5/2020)

Pennsylvania
(1/14/2020)

Puerto Rico
(3/10/2020)

Rhode Island
(3/16/2020)

South Carolina
(3/18/2020)

South Dakota
(5/5/2020)

Tennessee
(4/13/2020)

Texas
(1/14/2020)

Utah
(3/10/2020)

Vermont
(5/21/2020)

Virgin Islands
(5/21/2020)

Virginia
(5/26/2020)

Washington
(5/27/2020)

West Virginia
(3/17/2020)

Wisconsin
(5/19/2020)

Wyoming
(4/8/2020)

Exams

State Security Law Exam

Series 63

Date: 5/22/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 57

Date: 10/11/2018

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/23/2015

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

CLEAR STREET LLC

CENTERPOINT SECURITIES | GLOBECS, LLC | CLEAR STREET, LLC | CLEAR STREET LLC | CLEAR STREET FUTURES

CRD#: 288933 / SEC#: , 8-69972

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007

Mailing Address

4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007

Phone number

(646) 738-4066

Established

Delaware since 12/20/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CLEAR STREET HOLDINGS LLC	SOLE CLASS A MEMBER
AUSUBEL, ELLI MARK	DIRECTOR	5715145
COHEN, URIEL EPHRAIM	DIRECTOR	4089765
HAMMERICH, DALF PAUL	HEAD OF SUPPORT	4710381
MOCCIA, CHRISTY NOEL	CHIEF COMPLIANCE OFFICER	4855629
OLIVEIRA, BRIAN	CFO/FINOP/PRINCIPAL FINANCIAL OFFICER	5371120
SICKLICK, KENNETH	DIRECTOR	7418830
VOLZ, ANDREW	DIRECTOR, CHIEF EXECUTIVE OFFICER	4808674

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ralph Tenebruso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ralph Tenebruso's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD SECURITIES (USA) LLC

TD PRIME SERVICES LLC

NEWPORT COAST SECURITIES, INC.

PORTALES PARTNERS, LLC

NEWPORT COAST SECURITIES, INC.

EAST SHORE PARTNERS, INC.

EAST SHORE PARTNERS, INC.

GRUNTAL & CO., L.L.C.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/22/1991

Series 79TO

Date: 1/2/2023

Series 57

Date: 10/11/2018

SIE

Date: 10/1/2018

Series 7

Date: 5/10/1991

Series 24

Date: 3/23/2015

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

NYSE American LLC

NYSE Arca, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

CLEAR STREET LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CLEAR STREET LLC

TRUST BUT VERIFY

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