Joanne P. Scheperle

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CRD#: 2133996

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joanne Pauline Scheperle, CFP®, who also goes by Joanne Pauline Rash, Joanne Pauling Scheperle, was a registered financial professional .

Joanne is a previously registered financial professional and started their career in finance in 1991. Joanne had worked at 7 firms and has passed the Series 63, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joanne Pauline Rash | Joanne Pauling Scheperle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

November 10, 2011 - August 6, 2024

CENTRAL TRUST BANK

RIA

CRD#: 149262

JEFFERSON CITY, MO

Past

May 17, 2007 - November 4, 2011

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

JEFFERSON CITY, MO

Past

April 30, 2007 - November 4, 2011

INVEST FINANCIAL CORPORATION

CRD#: 12984

JEFFERSON CITY, MO

Past

September 29, 2006 - May 8, 2007

PFIC ADVISORS, INC.

RIA

CRD#: 138007

FRANKLIN, TN

Past

September 21, 2005 - April 30, 2007

PFIC SECURITIES CORPORATION

CRD#: 34941

JEFFERSON CITY, MO

Past

January 2, 1997 - September 21, 2005

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

January 4, 1995 - January 2, 1997

TRADESTAR INVESTMENTS,INC.

CRD#: 14565

HOUSTON, TX

Past

April 24, 1991 - September 25, 1993

INFINET SECURITIES, INC.

CRD#: 25976

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTRAL TRUST BANK

CENTRAL TRUST BANK | THE CENTRAL TRUST BANK

CRD#: 149262 / SEC#: 801-69885

RIA

Registered Investment Advisory firm - (2/26/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/20/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/22/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/18/1994

Municipal Securities Principal Examination

Current Firm

CENTRAL TRUST BANK

CENTRAL TRUST BANK | THE CENTRAL TRUST BANK

CRD#: 149262 / SEC#: 801-69885

RIA

Registered Investment Advisory firm - (2/26/2009 Approved)

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Contact information

Main Address

111 East Miller Street, Jefferson City, MO 65102

Mailing Address

Phone number

(573) 634-1105

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 508,626,859

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/17/2024	Cover Page	Report
12/20/2023	Cover Page	Report
11/30/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joanne P. Scheperle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

PFIC ADVISORS, INC.

PFIC SECURITIES CORPORATION

FISERV INVESTOR SERVICES, INC.

TRADESTAR INVESTMENTS,INC.

INFINET SECURITIES, INC.

Primary Firm SEC Registration

CENTRAL TRUST BANK

State Registrations and Notice Filings

Exams

Series 63

Date: 5/20/1991

Series 7

Date: 4/22/1991

Series 53

Date: 5/18/1994

Current Firm

CENTRAL TRUST BANK

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CENTRAL TRUST BANK

TRUST BUT VERIFY

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