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EB

Edward Barreto

RNR SECURITIES, L.L.C.
Melville, NY 11747
Some features on this profile are disabled
CRD#: 2133875
EB

Professional summary

Edward Barreto is a registered financial professional currently at RNR SECURITIES, L.L.C. located in Melville, New York.

Edward is registered as a RR (Registered Representative) and started their career in finance in 1991. Edward has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Barreto's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 13, 2010 - Present

RNR SECURITIES, L.L.C.

Office #1: 555 Broad Hollow Rd. Suite 100a, Melville, NY 11747
BD
CRD#: 43689
Melville, NY
Past

December 12, 2005 - April 18, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

December 12, 2005 - January 5, 2010

OSAIC FA, INC.

BD
CRD#: 3978
MELVILLE, NY
Past

December 18, 2001 - December 21, 2005

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
UNIONDALE, NY
Past

December 18, 2001 - December 21, 2005

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CONSHOHOCKEN, PA
Past

April 12, 2001 - January 7, 2002

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

April 4, 1997 - April 12, 2001

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
MITCHELFIELD, NY
Past

April 3, 1996 - April 10, 1997

JARON EQUITIES CORP.

BD
CRD#: 5764
HICKSVILLE, NY
Past

February 15, 1995 - December 12, 1995

ESSEX NATIONAL SECURITIES, LLC

BD
CRD#: 25454
NAPA, CA
Past

February 15, 1994 - January 31, 1995

FLEET ENTERPRISES, INC.

BD
CRD#: 17434
NEW YORK, NY
Past

February 5, 1993 - January 24, 1994

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

May 7, 1991 - March 8, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

May 7, 1991 - March 8, 1993

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(1/13/2010)
RR
Florida
(1/13/2010)
RR
Missouri
(11/15/2018)
RR
New Jersey
(1/13/2010)
RR
New York
(1/13/2010)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/14/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/19/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 4/2/1991
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RS
RNR SECURITIES, L.L.C.
RNR SECURITIES, L.L.C.

CRD#: 43689 / SEC#: , 8-50366

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
1802 Hempstead Tpke, East Meadow, NY 11554-1032
Mailing Address
1802 Hempstead Tpke, East Meadow, NY 11554-1032
Phone number
(516) 222-8875
Established
New York since 04/28/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (42 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ROMEO, WILLIAM VITOPRESIDENT/CEO1041846
AKERMAN, ALBERTFINANCIAL OPERATIONS PRINCIPAL1699114
PRAINO, NANCY ANNCCO2438695

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RNR SECURITIES, L.L.C.

CRD#: 43689Melville, NY 11747

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