Jeffrey M. Solomon
Professional summary
Jeffrey Marc Solomon, who also goes by Jeff Solomon, Jefrf Solomon, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1991. Jeffrey has worked at 6 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Marc Solomon's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2023 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017March 11, 2013 - August 21, 2013
COWEN SECURITIES LLC
February 2, 2010 - December 9, 2024
COWEN AND COMPANY
May 21, 1997 - December 31, 2009
RAMIUS SECURITIES LLC
October 23, 1992 - June 3, 1994
REPUBLIC NEW YORK SECURITIES CORPORATION
April 11, 1991 - July 19, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/25/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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