BN
Beatrice F. Nunez
INSIGNEO ADVISORY SERVICES
San Antonio, TX 78209
Some features on this profile are disabled
CRD#: 2132616
BN
Professional summary
Beatrice Francoise Nunez, who also goes by Beatrice Francoise Holmes, Beatrice F Nunez, is a registered financial advisor currently at INSIGNEO ADVISORY SERVICES, LLC located in San Antonio, Texas and INSIGNEO SECURITIES, LLC located in San Antonio, Texas.
Beatrice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Beatrice has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Beatrice Francoise Holmes | Beatrice F Nunez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-INSIGNEO ADVISORY SERVICES LLC (Affiliate) Dually registered as Investment advisor, devote 20hrs/week -SAINT-LYS LLC. No investment related. / Address: San Antonio, TX / Nature: Pass through for tax purpose. / Position: Sole member, manager. / Start date: 10/19/2023. / Devote 0 hrs/month and 0 hrs/month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Beatrice Francoise Nunez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2023 - Present
INSIGNEO ADVISORY SERVICES, LLC
Office #1: 7373 Broadway Suite 308, San Antonio, TX 78209RIA
CRD#: 282589
San Antonio, TX
Current
December 12, 2023 - Present
INSIGNEO SECURITIES, LLC
Office #1: 7373 Broadway Suite 403, San Antonio, TX 78209BD
CRD#: 29249
San Antonio, TX
Past
January 12, 2022 - November 30, 2023
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
San Antonio, TX
Past
September 20, 2021 - November 30, 2023
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
San Antonio, TX
Past
September 17, 2021 - November 30, 2023
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
San Antonio, TX
Past
May 16, 2013 - September 17, 2021
BBVA SECURITIES INC.
BD
CRD#: 27060
San Antonio, TX
Past
October 15, 2010 - December 31, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
HOUSTON, TX
Past
May 7, 2010 - October 15, 2010
ST JOHNS WEALTH MANAGEMENT
RIA
CRD#: 105564
SAN ANTONIO, TX
Past
November 13, 2009 - March 15, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
RIA
CRD#: 17086
SAN ANTONIO, TX
Past
June 30, 2009 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
SAN ANTONIO, TX
Past
July 3, 2006 - July 1, 2009
BBVA INVESTMENTS INC.
BD
CRD#: 31769
SAN ANTONIO, TX
Past
October 9, 2002 - July 3, 2006
FINTEGRA, LLC
BD
CRD#: 16741
SAN ANTONIO, TX
Past
May 9, 2001 - October 11, 2002
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
SAN ANTONIO, TX
Past
April 17, 2001 - October 11, 2002
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Past
June 18, 1999 - April 20, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
April 3, 1996 - June 24, 1999
WELLS FARGO BROKERAGE SERVICES, L.L.C.
BD
CRD#: 16100
MINNEAPOLIS, MN
Past
February 7, 1995 - March 12, 1996
BANK UNITED SECURITIES CORP.
BD
CRD#: 30288
HOUSTON, TX
Past
December 15, 1992 - January 30, 1995
BA INVESTMENT SERVICES, INC.
BD
CRD#: 12965
OAKLAND, CA
Past
April 3, 1991 - January 1, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INSIGNEO ADVISORY SERVICES, LLC
1202 WEALTH MANAGEMENT | TRANSATLANTIC INVESTMENT PARTNERS, LLC | THE PRIVATE WEALTH GROUP | THE BAY WEALTH GROUP | TENET GLOBAL ADVISORS | STONE CAPITAL MANAGEMENT | SAILBRIDGE WEALTH MANAGEMENT | RONIN CAPITAL | REL CAPITAL ADVISORS | PRUDENT WEALTH ADVISERS | PLUTUS PRIVATE WEALTH | PHOENIX PRIVATE CLIENT GROUP | MVR WEALTH MANAGEMENT | MVP WEALTH MANAGEMENT | LEGACY ADVISORY GROUP | INSIGNEO ADVISORY SERVICES, LLC | HONEST WEALTH, LLC | HILLGUARD WEALTH MANAGEMENT LLC | GREEN GROVE WEALTH MANAGEMENT, LLC | GLOBAL INVESTOR ADVISORY SERVICES, LLC | GAP WEALTH MANAGEMENT | FORTIS PRIVATE WEALTH ADVISORS | FIORE CAPITAL ADVISOR LLC | EMERALD WEALTH ADVISORS | DM WEALTH MANAGEMENT GROUP | DIAZ-BAZAN ASSET MANAGEMENT LLC | DIAZ-BAZAN ASSET MANAGEMENT | CARRILLO WEALTH MANAGEMENT | BORRELI CAPITAL MANAGEMENT | BAYFRONT GROUP, LLC | AVENTURA PRIVATE WEALTH, LLC | ARS PRIVATE WEALTH MANAGEMENT, LLC | AIRES CAPITAL ADVISORS, LLC | AC GLOBAL INVESTMENT PARTNERS | A PLUS CAPITAL,LLC
CRD#: 282589 / SEC#: 801-107256
RIA
Registered Investment Advisory firm - (2/22/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/12/2023)
IAR
California(11/7/2024)
RR
Colorado(1/8/2025)
RR
Florida(12/12/2023)
IAR
Florida(1/12/2024)
RR
Ohio(12/12/2023)
RR
Texas(12/12/2023)
IAR
Texas(12/12/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INSIGNEO ADVISORY SERVICES, LLC
1202 WEALTH MANAGEMENT | TRANSATLANTIC INVESTMENT PARTNERS, LLC | THE PRIVATE WEALTH GROUP | THE BAY WEALTH GROUP | TENET GLOBAL ADVISORS | STONE CAPITAL MANAGEMENT | SAILBRIDGE WEALTH MANAGEMENT | RONIN CAPITAL | REL CAPITAL ADVISORS | PRUDENT WEALTH ADVISERS | PLUTUS PRIVATE WEALTH | PHOENIX PRIVATE CLIENT GROUP | MVR WEALTH MANAGEMENT | MVP WEALTH MANAGEMENT | LEGACY ADVISORY GROUP | INSIGNEO ADVISORY SERVICES, LLC | HONEST WEALTH, LLC | HILLGUARD WEALTH MANAGEMENT LLC | GREEN GROVE WEALTH MANAGEMENT, LLC | GLOBAL INVESTOR ADVISORY SERVICES, LLC | GAP WEALTH MANAGEMENT | FORTIS PRIVATE WEALTH ADVISORS | FIORE CAPITAL ADVISOR LLC | EMERALD WEALTH ADVISORS | DM WEALTH MANAGEMENT GROUP | DIAZ-BAZAN ASSET MANAGEMENT LLC | DIAZ-BAZAN ASSET MANAGEMENT | CARRILLO WEALTH MANAGEMENT | BORRELI CAPITAL MANAGEMENT | BAYFRONT GROUP, LLC | AVENTURA PRIVATE WEALTH, LLC | ARS PRIVATE WEALTH MANAGEMENT, LLC | AIRES CAPITAL ADVISORS, LLC | AC GLOBAL INVESTMENT PARTNERS | A PLUS CAPITAL,LLC
CRD#: 282589 / SEC#: 801-107256
RIA
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Contact information
Main Address
1221 Brickell Avenue 27th Floor, Miami, FL 33131
Mailing Address
Phone number
(305) 373-9000
Established
Firm type
Fiscal year end
# of Employees
197
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,142 |
| AUM (Assets Under Management) | $ 3,612,629,819 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
