Shawn T. Bostic

KESTRA ADVISORY SERVICES

Austin, TX 78735

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CRD#: 2132487

Professional summary

Shawn Travette Bostic, who also goes by Shawn Posey, Shawn Travette Washington, Shawn Washington, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.

Shawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Shawn has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 12, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shawn Posey | Shawn Travette Washington | Shawn Washington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Shawn Washington, DM Investment Related: No Address: 17200 Casanova Ave Austin TX 78660 Nature of Business: Other Other/None of the Above Guest lecturer on practical and behavioral compliance based on doctoral and university research studies. Position, Title or Relationship: Lecturer Start Date: 6/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Present current research and conduct future studies as related to topic. Name: CS BOSTIC PROPERTIES POSITION: co-owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 809 Noatak Trl, Pflugerville TX 78660 DESCRIPTION: Owner - decision maker in property purchase. NAME: SHAWN BOSTIC, DM POSITION: Lecturer/Consultant NATURE: Consulting INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 06/01/2020 ADDRESS: 355 Wood Thrush Run, Kyle TX 78640, United States DESCRIPTION: Present current research and conduct future studies as related to topic. Consult on different leadership theories for professional development.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Travette Bostic's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2019 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

RIA

CRD#: 283330

Austin, TX

Current

September 11, 2019 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

CRD#: 42046

Austin, TX

Past

February 22, 2018 - September 5, 2019

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Irving, TX

Past

December 18, 2017 - September 5, 2019

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Irving, TX

Past

May 28, 2010 - December 3, 2012

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

March 17, 2010 - December 3, 2012

MOMENTUM INDEPENDENT NETWORK INC.

RIA

CRD#: 17587

DALLAS, TX

Past

April 13, 2009 - December 3, 2012

HILLTOP SECURITIES INC.

RIA

CRD#: 6220

DALLAS, TX

Past

April 13, 2009 - December 3, 2012

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

July 11, 2008 - April 13, 2009

CULLUM & BURKS SECURITIES, INC.

RIA

CRD#: 46600

GREENVILLE, TX

Past

July 11, 2008 - April 13, 2009

CULLUM & BURKS SECURITIES, INC.

CRD#: 46600

DALLAS, TX

Past

March 6, 2001 - April 17, 2008

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

AUSTIN, TX

Past

March 6, 2001 - April 17, 2008

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

October 25, 1999 - February 27, 2001

ACCESS BROKER.COM, INC.

CRD#: 44420

RICHARDSON, TX

Past

August 30, 1997 - October 20, 1999

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

August 5, 1997 - October 25, 1999

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

March 28, 1994 - August 13, 1997

CULLUM & SANDOW SECURITIES, INC.

CRD#: 15836

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(9/11/2019)

Texas
(9/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/31/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/1/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/19/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 12

Date: 3/6/1998

NYSE Branch Manager Examination

Principal/Supervisory Exam

Series 53

Date: 2/28/1997

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/10/1997

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/18/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shawn T. Bostic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Travette Bostic's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

MOMENTUM INDEPENDENT NETWORK INC.

MOMENTUM INDEPENDENT NETWORK INC.

HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC.

CULLUM & BURKS SECURITIES, INC.

CULLUM & BURKS SECURITIES, INC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

ACCESS BROKER.COM, INC.

MOMENTUM INDEPENDENT NETWORK INC.

HILLTOP SECURITIES INC.

CULLUM & SANDOW SECURITIES, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/1997

Series 63

Date: 3/31/1994

SIE

Date: 10/1/2018

Series 55

Date: 2/1/2000

Series 7

Date: 3/19/1994

Series 12

Date: 3/6/1998

Series 53

Date: 2/28/1997

Series 4

Date: 2/10/1997

Series 24

Date: 3/18/1996

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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