Shawn D. Mcconnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn D Mcconnell, who also goes by Shawn D Mcconnell, Shawn David Mcconnell, was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 1991. Shawn had worked at 11 firms and has passed the Series 63, Series 6TO, Series 7TO and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2024 - March 9, 2026
P.J. ROBB VARIABLE, LLC
May 29, 2020 - August 9, 2024
HORNOR, TOWNSEND & KENT, LLC
August 12, 2010 - January 15, 2016
MML INVESTORS SERVICES, LLC
November 10, 2009 - June 10, 2010
ALLSTATE FINANCIAL SERVICES, LLC
May 4, 2009 - October 15, 2009
SECURIAN FINANCIAL SERVICES, INC.
January 1, 2005 - March 11, 2009
SECURIAN FINANCIAL SERVICES, INC.
September 23, 1998 - March 17, 1999
INTERLINK SECURITIES CORP.
May 29, 1996 - December 8, 1997
HARBOUR INVESTMENTS, INC.
June 16, 1994 - May 29, 1996
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 11, 1992 - May 31, 1994
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 2, 1991 - May 6, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 2, 1991 - May 6, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 12/13/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 5/28/2020
General Securities Representative ExaminationCurrent Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
Red Flags
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