Jaime S. Mcmillan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaime Sean Mcmillan, who also goes by James Mcmillan, was a registered financial professional .
Jaime is a previously registered financial professional and started their career in finance in 1991. Jaime had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2015 - November 16, 2015
HIGH STREET PORTFOLIOS
January 16, 2009 - March 8, 2023
MCMILLIAN ADVISOR MULTI FAMILY OFFICES
July 6, 2005 - October 13, 2008
CHARLES SCHWAB & CO., INC.
June 23, 2005 - October 13, 2008
CHARLES SCHWAB & CO., INC.
September 1, 2004 - June 29, 2005
USALLIANZ SECURITIES, INC.
September 1, 2004 - June 29, 2005
USALLIANZ SECURITIES, INC.
August 8, 2003 - September 10, 2004
SECURIAN FINANCIAL SERVICES, INC.
August 8, 2003 - September 10, 2004
SECURIAN FINANCIAL SERVICES, INC.
January 31, 2003 - July 18, 2003
WAMU INVESTMENTS, INC.
March 15, 2002 - December 31, 2002
UST SECURITIES CORP.
February 28, 2000 - January 11, 2002
CHARLES SCHWAB & CO., INC.
May 17, 1999 - October 8, 1999
QUEST CAPITAL STRATEGIES, INC.
February 24, 1993 - July 15, 1997
CHARLES SCHWAB & CO., INC.
August 13, 1992 - January 26, 1993
LAWSON FINANCIAL CORPORATION
April 3, 1991 - May 2, 1991
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HIGH STREET PORTFOLIOS
CRD#: 226762 / SEC#: 801-99345
Contact information
Red Flags
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