John F. Femiano
Professional summary
John Francis Femiano, who also goes by John F Femiano, John Francis, is a registered financial professional currently at ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 1991. John has worked at 15 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Francis Femiano's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2023 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 10 Drs James Parker Blvd, Suite 202, Red Bank, NJ 07701May 19, 2021 - April 25, 2023
A.G.P. / ALLIANCE GLOBAL PARTNERS
May 18, 2021 - April 25, 2023
A.G.P. / ALLIANCE GLOBAL PARTNERS
May 8, 2014 - September 9, 2014
WALL JACOB ADVISORY GROUP LLC
November 20, 2012 - May 26, 2021
AEGIS CAPITAL CORP.
November 20, 2012 - May 26, 2021
AEGIS CAPITAL CORP.
November 17, 2011 - December 12, 2012
OBSIDIAN WEALTH MANAGEMENT, LLC
October 4, 2011 - December 7, 2012
OBSIDIAN FINANCIAL GROUP, LLC
March 2, 2010 - October 7, 2011
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
June 4, 1998 - October 7, 2011
J.P. TURNER & COMPANY, L.L.C.
December 13, 1995 - May 20, 1998
FIRST METROPOLITAN SECURITIES, INC.
March 2, 1995 - November 20, 1995
BLUESTONE CAPITAL CORP.
January 11, 1993 - March 16, 1995
H.J. MEYERS & CO., INC.
December 16, 1991 - January 22, 1993
M.S. FARRELL & COMPANY, INC.
December 2, 1991 - December 23, 1991
J. GREGORY & COMPANY, INC.
June 17, 1991 - June 19, 1991
H. STARR FINANCIAL CORP.
June 17, 1991 - October 9, 1991
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2023)
(4/13/2023)
(4/14/2023)
(4/26/2023)
(4/17/2023)
(5/8/2023)
(10/15/2024)
(4/12/2023)
(4/16/2023)
(4/27/2023)
(4/10/2023)
(4/13/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ALEXANDER CAPITAL, L.P.
CRD#: 40077 / SEC#: , 8-48957
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENA MANAGEMENT LLC | PARTNER | |
| JSEC INC | PARTNER | |
| SALKIND, CATHERINE P | PARTNER | 7021439 |
| RUGGIERE, JOSEPH MATTHEW | PARTNER | 2548108 |
| RUGGIERE, WAYNE NMN | PARTNER | 7200730 |
| SALKIND, GENE Z | PARTNER | 7021417 |
| AMATO, JOSEPH ANTHONY | CEO | 2751635 |
| ELDREDGE, MICHAEL WILLIAM | BRANCH MANAGER ATL OFFICE | 2903014 |
| FAUCI, JODI | GENERAL SECS PRINCIPAL | 4189732 |
| FEMIANO, JOHN FRANCIS | GENERAL SECS PRINCIPAL, ANNUUITIES PRINCIPAL | 2132030 |
| FRANCONE, VITO ANTONIO II | COMPLIANCE ASSOCIATE | 2349326 |
| GUIDICIPIETRO, ROCCO GERARD | COO | 2489732 |
| KRISPEAL, RAQUEL E | SENIOR COMPLIANCE OFFICER, BRANCH MANAGER | 5733217 |
| MARTORANO, CARL MARIO | BRANCH MANAGER/OPERATIONS MANAGER/ROSFP | 2286051 |
| MESSINA, PAUL MICHAEL | GENERAL SECS PRINCIPAL, ROSFP, CO-MSRB PRINCIPAL | 5897543 |
| MISITI, MICHELE ANN | CHIEF COMPLIANCE OFFICER - ROSFP - AML OFFICER | 1931272 |
| ROTH, BARBARA NMN | PARTNER | 7200728 |
| SKOVRONCK, JEANPAUL CHARLES | DESIGNATED SUPERVISOR, DEPUTY AML OFFICER | 2744738 |
| STACK, TIMOTHY | SENIOR COMPLIANCE OFFICER | 1426363 |
| STAFFORD, LAWRENCE ROBERT | CHIEF TECHNOLOGY OFFICER | 7046577 |
| SULLIVAN, THOMAS FRANCIS | FINOP/CHIEF FINANCIAL OFFICER/CO-MSRB PRINCIPAL | 1145000 |
| THE SALKIND FAMILY FOUNDATION | PARTNER |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
