AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SL

Stephen C. Lindsey

Some features on this profile are disabled
CRD#: 2131820
SL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Clarke Lindsey was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 1991. Stephen had worked at 7 firms and has passed the Series 66, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 15, 2010 - February 11, 2013

MERRIMAC CORPORATE SECURITIES, INC.

RIA
CRD#: 35463
ALTAMONTE SPRINGS, FL
Past

February 1, 2010 - February 11, 2013

MERRIMAC CORPORATE SECURITIES, INC.

BD
CRD#: 35463
ALTAMONTE SPRINGS, FL
Past

November 15, 2007 - April 16, 2009

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
PALMETTO, FL
Past

November 14, 2007 - April 16, 2009

FSC SECURITIES CORPORATION

BD
CRD#: 7461
PALMETTO, FL
Past

July 19, 2007 - November 16, 2007

CETERA ADVISORS LLC

RIA
CRD#: 10299
WINTER PARK, FL
Past

July 18, 2007 - November 16, 2007

CETERA ADVISORS LLC

BD
CRD#: 10299
WINTER PARK, FL
Past

December 15, 2004 - July 18, 2007

LEGACY ADVISORY SERVICES, INC.

RIA
CRD#: 111027
ORLANDO, FL
Past

November 10, 2004 - July 18, 2007

LEGACY FINANCIAL SERVICES, INC.

BD
CRD#: 38697
LONGWOOD, FL
Past

July 24, 2001 - December 31, 2002

LEGACY ADVISORY SERVICES, INC.

RIA
CRD#: 111027
ORLANDO, FL
Past

December 6, 2000 - December 31, 2002

LEGACY FINANCIAL SERVICES, INC.

BD
CRD#: 38697
PETALUMA, CA
Past

March 19, 1991 - December 11, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
Past

March 19, 1991 - December 11, 1992

PRUCO SECURITIES, LLC.

BD
CRD#: 5685

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/6/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/5/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/18/1991
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MC
MERRIMAC CORPORATE SECURITIES, INC.
MERRIMAC ASSET MANAGEMENT | MERRIMAC CORPORATE SECURITIES, INC.

CRD#: 35463 / SEC#: , 8-46721

BD
Cancelled by SEC on 10/26/2016
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1150 Douglas Ave Ste 1080, Altamonte Springs, FL 32714
Mailing Address
Phone number
Established
New Hampshire since 10/20/1993
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
TEAM ADVISORY CORPORATE, INC.SHAREHOLDER

Disclosures

Regulatory Event7
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MERRIMAC CORPORATE SECURITIES, INC.

CRD#: 35463

TRUST BUT VERIFY

Monitor Stephen Lindsey

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics