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GS

Gina Stoltz

CETERA INVESTMENT ADVISERS LLC
NEW ORLEANS, LA 70139
Some features on this profile are disabled
CRD#: 2131730
GS

Professional summary

Gina Stoltz, who also goes by Gina M Bedo, Gina Ann Mccrimon, Gina Mccrimon Stoltz, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in New Orleans, Louisiana and CETERA INVESTMENT SERVICES LLC located in New Orleans, Louisiana.

Gina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Gina has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gina M Bedo | Gina Ann Mccrimon | Gina Mccrimon Stoltz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gina Stoltz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 15, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 701 Poydras Street, New Orleans, LA 70139
RIA
CRD#: 105644
NEW ORLEANS, LA
Current

April 19, 2024 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 701 Poydras Street, New Orleans, LA 70139
BD
CRD#: 15340
NEW ORLEANS, LA
Past

April 6, 2021 - April 24, 2024

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
Metairie, LA
Past

April 6, 2021 - April 24, 2024

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Metairie, LA
Past

February 18, 2020 - February 24, 2021

W&S BROKERAGE SERVICES, INC.

RIA
CRD#: 8099
Metairie, LA
Past

February 18, 2020 - February 24, 2021

W&S BROKERAGE SERVICES, INC.

BD
CRD#: 8099
Metairie, LA
Past

October 24, 2019 - December 5, 2019

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW ORLEANS, LA
Past

December 1, 2010 - February 14, 2020

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
NEW ORLEANS, LA
Past

April 28, 2010 - October 28, 2019

NYLIFE DISTRIBUTORS LLC

BD
CRD#: 35350
Mandeville, LA
Past

October 6, 2004 - April 27, 2010

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW ORLEANS, LA
Past

November 30, 1999 - May 21, 2004

HANCOCK WHITNEY INVESTMENT SERVICES INC.

BD
CRD#: 40637
NEW ORLEANS, LA
Past

September 19, 1996 - December 21, 1999

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

March 15, 1996 - September 16, 1996

TRADESTAR INVESTMENTS,INC.

BD
CRD#: 14565
HOUSTON, TX
Past

December 13, 1991 - December 19, 1995

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

March 18, 1991 - December 11, 1991

FINANCIAL HORIZONS SECURITIES CORPORATION

BD
CRD#: 20221

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Louisiana
(4/19/2024)
IAR
Louisiana
(5/15/2024)
RR
Mississippi
(4/19/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/19/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/1/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/6/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/15/1991
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/15/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report
11/18/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644New Orleans, LA 70139

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