William E. Hutchingson

CETERA INVESTMENT ADVISERS LLC

New Hyde Park, NY 11040

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CRD#: 2131647

Professional summary

William Edward Hutchingson, who also goes by William Hutchingson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in New Hyde Park, New York and CETERA INVESTMENT SERVICES LLC located in Hauppauge, New York.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. William has worked at 9 firms and has passed the Series 63, SIE, Series 25, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Hutchingson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Hutchingson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2021 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 697 B Hillside Ave, New Hyde Park, NY 11040

RIA

CRD#: 105644

New Hyde Park, NY

Current

December 1, 2017 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 160 Adams Ave, Hauppauge, NY 11788Office #2: 86-16 21st Ave, Bensonhurst, NY 11214Office #3: 13641 Roosevelt Ave, Flushing, NY 11354Office #4: 147-42 Northern Blvd, Flushing, NY 11354Office #5: 164-20 Northern Blvd, Flushing, NY 11358Office #6: 213-03 Northern Blvd, Bayside, NY 11361Office #7: 44-43 Kissena Blvd, Flushing, NY 11355Office #8: 697 B Hillside Ave, New Hyde Park, NY 11040Office #9: 6114 Springfield Blvd, Bayside, NY 11364Office #10: 1402 Avenue J, Brooklyn, NY 11230Office #11: 186 Montage Street, Brooklyn, NY 11201Office #12: 7102 3rd Ave, Brooklyn, NY 11209Office #13: 220 Rxr Plaza, Uniondale, NY 11556

CRD#: 15340

Hauppauge, NY

Past

July 1, 2016 - December 7, 2017

OSAIC INSTITUTIONS, INC.

CRD#: 35371

FLUSHING, NY

Past

November 23, 2015 - July 1, 2016

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

BAYSIDE, NY

Past

September 11, 2012 - September 11, 2015

HSBC SECURITIES (USA) INC.

CRD#: 19585

MASSAPEQUA, NY

Past

January 6, 2011 - August 17, 2012

PARK AVENUE SECURITIES LLC

CRD#: 46173

WOODBURY, NY

Past

February 25, 2008 - February 22, 2010

TRADE INFORMATICS LLC

CRD#: 143867

PURCHASE, NY

Past

July 23, 2001 - February 4, 2008

UPHOLD SECURITIES INC.

CRD#: 34071

NEW YORK, NY

Past

March 21, 1997 - July 31, 2001

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/1/2023)

New Jersey
(3/7/2018)

New York
(12/1/2017)

IAR

New York
(4/12/2021)

Pennsylvania
(6/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/24/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 25

Date: 3/28/2002

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 55

Date: 10/20/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/20/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William E. Hutchingson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Hutchingson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

OSAIC INSTITUTIONS, INC.

ESSEX NATIONAL SECURITIES, LLC

HSBC SECURITIES (USA) INC.

PARK AVENUE SECURITIES LLC

TRADE INFORMATICS LLC

UPHOLD SECURITIES INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/24/2000

SIE

Date: 10/1/2018

Series 25

Date: 3/28/2002

Series 55

Date: 10/20/2000

Series 7

Date: 3/20/1997

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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