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MO

Michael J. O'leary

PROFOR ADVISORS
RYE BROOK, NY 10573
Some features on this profile are disabled
CRD#: 2130754
MO
Michael Joseph O'learyPROFOR ADVISORS

Professional summary

Michael Joseph O'leary, who also goes by Michael J Oleary, Michael Oleary, Michael Joseph Oleary, is a registered financial professional currently at PROFOR ADVISORS located in Rye Brook, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 12 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.

Aliases

Michael J Oleary | Michael Oleary | Michael Joseph Oleary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph O'leary's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 19, 2026 - Present

PROFOR ADVISORS

Office #1: 800 Westchester Ave Suite 641n, Rye Brook, NY 10573
BD
CRD#: 136084
RYE BROOK, NY
Past

January 19, 2023 - November 19, 2024

G.DISTRIBUTORS, LLC

BD
CRD#: 155071
RYE, NY
Past

December 2, 2021 - January 18, 2023

THIRD SEVEN CAPITAL LLC

BD
CRD#: 160209
GREENWICH, CT
Past

January 10, 2019 - December 1, 2021

WAYPOINT DIRECT INVESTMENTS, LLC

BD
CRD#: 132475
STAMFORD, CT
Past

April 11, 2016 - November 5, 2018

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
NEW YORK, NY
Past

October 2, 2014 - April 8, 2016

NORFOLK MARKETS, LLC

BD
CRD#: 103797
NEW YORK, NY
Past

March 26, 2010 - December 31, 2011

MERRILL LYNCH GOVERNMENT SECURITIES INC.

BD
CRD#: 19693
NEW YORK, NY
Past

January 26, 2009 - June 23, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

April 6, 2005 - November 1, 2010

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

April 13, 2001 - April 4, 2005

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

September 12, 2000 - April 4, 2001

RAVEN SECURITIES LLC

BD
CRD#: 104125
SUMMIT, NJ
Past

July 25, 1996 - May 10, 2000

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

March 23, 1992 - July 16, 1996

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/19/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/27/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/19/1992
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 3/13/1991
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/26/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PA
PROFOR ADVISORS
AURELIUS SECURITIES, LLC | PROFOR SECURITIES, LLC | PROFOR ADVISORS

CRD#: 136084 / SEC#: , 8-66974

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
800 Westchester Ave Suite 641n, Rye Brook, NY 10573
Mailing Address
800 Westchester Ave Suite 641n, Rye Brook, NY 10573
Phone number
(646) 202-2969
Established
New York since 06/03/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
OMEARA, PATRICK JAMES JRMANAGING DIRECTOR, DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER1544243
MAHALA, THOMAS GERARDREGISTERED PRINCIPAL1600103
OMEARA, PATRICK JAMES JRAML COMPLIANCE PRINCIPAL1544243
POLLOCK, MARTIN JAYFINOP1067521

Red Flags

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Company Information

PROFOR ADVISORS

CRD#: 136084Rye Brook, NY 10573

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