Edward W. Gordon

LIFEMARK SECURITIES

Woodbury, NY 11797

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CRD#: 2130514

Professional summary

Edward William Gordon is a registered financial professional currently at LIFEMARK SECURITIES CORP. located in Woodbury, New York.

Edward is registered as a RR (Registered Representative) and started their career in finance in 2000. Edward has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward William Gordon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2021 - Present

LIFEMARK SECURITIES CORP.

Office #1: 7600 Jericho Turnpike, Suite 402, Woodbury, NY 11797

RIA

CRD#: 16204

Woodbury, NY

Past

December 23, 2020 - April 20, 2021

PRESCAP ADVISORS LLC

RIA

CRD#: 307789

GARDEN CITY, NY

Past

November 26, 2019 - November 11, 2020

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

Garden City, NY

Past

July 12, 2017 - October 22, 2018

WORLD EQUITY GROUP, INC.

CRD#: 29087

SCHAUMBURG, IL

Past

February 18, 2016 - July 14, 2017

SECURITIES AMERICA, INC.

CRD#: 10205

JERICHO, NY

Past

April 25, 2012 - March 20, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

UNIONDALE, NY

Past

August 10, 2007 - April 16, 2010

WORLD FINANCIAL SERVICES, INC.

CRD#: 18461

NEW YORK, NY

Past

January 18, 2001 - July 2, 2007

PRINCIPAL SECURITIES, INC.

CRD#: 1137

GARDEN CITY, NY

Past

September 29, 2000 - January 2, 2001

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.

CRD#: 16204 / SEC#: 801-68438, 8-33478

RIA

Registered Investment Advisory firm - SEC (10/17/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/1/2021)

Delaware
(3/1/2021)

Florida
(3/1/2021)

New Jersey
(3/1/2021)

New York
(3/1/2021)

North Carolina
(12/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/5/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/15/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/28/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.

CRD#: 16204 / SEC#: 801-68438, 8-33478

RIA

Registered Investment Advisory firm - SEC (10/17/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

400 West Metro Park, Rochester, NY 14623

Mailing Address

400 West Metro Park, Rochester, NY 14623

Phone number

(585) 424-5672

Established

New York since 04/04/1983

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

SEC notice filing (46 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE 2A (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
KALINOWSKI, ANDREW JOSEPH	VP / BOARD MEMBER/SECRETARY	263409
MICCICHE, VINCENT JR	TREASURER/ FINOP/PFO/POO	702149
PRISCO, JAMES JOSEPH	CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER	2653402
PRISCO, JAMES JOSEPH	PRESIDENT / BOARD MEMBER	2653402
GEORGIEV, ALEXANDRE JR.	CCO OF THE RIA / DIRECTOR OF OPERATIONS	5307830

Regulatory assets under management

Total Number of Accounts	2,021
AUM (Assets Under Management)	$ 461,475,636

Disclosures

Regulatory Event	2
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Edward W. Gordon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward William Gordon's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRESCAP ADVISORS LLC

CAPITOL SECURITIES MANAGEMENT, INC.

WORLD EQUITY GROUP, INC.

SECURITIES AMERICA, INC.

J.P. TURNER & COMPANY, L.L.C.

WORLD FINANCIAL SERVICES, INC.

PRINCIPAL SECURITIES, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

LIFEMARK SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/5/2020

Series 63

Date: 12/15/2000

SIE

Date: 10/1/2018

Series 6

Date: 9/28/2000

FINRA

Current Firm

LIFEMARK SECURITIES CORP.

Contact information

SEC notice filing (46 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

LIFEMARK SECURITIES CORP.

TRUST BUT VERIFY

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