Matthew W. Ward

ENCORE 401K

Driggs, ID 83422

Some features on this profile are disabled

CRD#: 2130063

Professional summary

Matthew William Ward, who also goes by Matt Ward, is a registered financial advisor currently at ENCORE 401K, LLC located in Driggs, Idaho.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Matthew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Ward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew William Ward's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2023 - Present

ENCORE 401K, LLC

Office #1: 253 S. Main St., Driggs, ID 83422

RIA

CRD#: 324414

Driggs, ID

Past

February 6, 2014 - February 18, 2020

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

LOS ANGELES, CA

Past

September 11, 2008 - January 15, 2014

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

May 10, 1994 - July 22, 2008

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

LISLE, IL

Past

June 25, 1991 - October 26, 1993

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(3/20/2023)

IAR

Montana
(5/19/2023)

IAR

Wyoming
(5/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/7/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/24/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/6/2014

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ENCORE 401K, LLC

CRD#: 324414 / SEC#:

Idaho

Registered Investment Advisory firm - (3/20/2023 Approved)

Montana

Registered Investment Advisory firm - (5/16/2023 Approved)

Wyoming

Registered Investment Advisory firm - (5/23/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

253 S. Main St Suite 214, Driggs, ID 83422

Mailing Address

Po Box 1502, Driggs, ID 83422

Phone number

(208) 421-4701

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 3,101,361

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Damon George

RETIREMENT STRATEGIES

IAR

Longview, WA

Thomas Acerra

LPL FINANCIAL LLC

IAR

RED BANK, NJ

Byron Smith

OSAIC WEALTH, INC.

IAR

OMAHA, NE

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew W. Ward

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew William Ward's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL CLIENT GROUP, INC.

JOHN HANCOCK DISTRIBUTORS LLC

VOYA FINANCIAL PARTNERS, LLC

VERAVEST INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/2022

Series 63

Date: 1/7/1992

SIE

Date: 10/1/2018

Series 6

Date: 6/24/1991

Series 26

Date: 6/6/2014

Current Firm

ENCORE 401K, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ENCORE 401K, LLC

TRUST BUT VERIFY

Similar Advisors