Jennifer L. Mann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Love Mann, who also goes by Jennifer Chvala, Jennifer Jeanne Lackey, Jennifer Love Lackey, Jennifer Jeanne Love, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1991. Jennifer had worked at 9 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2017 - June 1, 2017
MUTUAL OF AMERICA SECURITIES LLC
January 10, 2017 - June 1, 2017
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
May 22, 2002 - March 2, 2009
TRUIST INVESTMENT SERVICES, INC.
October 31, 2000 - April 10, 2001
ONEAMERICA SECURITIES, INC.
October 31, 2000 - April 10, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
January 7, 2000 - July 10, 2000
USI SECURITIES, INC.
May 1, 1995 - July 26, 1999
TRANSAMERICA FINANCIAL ADVISORS, INC.
June 14, 1994 - May 2, 1995
VOYA FINANCIAL ADVISORS, INC.
June 18, 1991 - December 16, 1992
FORTH FINANCIAL SECURITIES, CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
