Patricia A. Smalls
Professional summary
Patricia Almedia Smalls is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Patricia is registered as a RR (Registered Representative) and started their career in finance in 1994. Patricia has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patricia Almedia Smalls's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901April 23, 2019 - September 30, 2024
CETERA FINANCIAL SPECIALISTS LLC
December 19, 2008 - June 27, 2018
AVANTAX INVESTMENT SERVICES, INC.
June 21, 2002 - November 3, 2008
CETERA FINANCIAL SPECIALISTS LLC
January 4, 2002 - June 27, 2002
EQUITABLE ADVISORS, LLC
January 2, 1998 - October 12, 2001
CADARET, GRANT & CO., INC.
September 27, 1995 - January 2, 1998
PINEBRIDGE SECURITIES LLC
November 7, 1994 - September 27, 1995
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2025)
(3/20/2025)
(3/22/2025)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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