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SM

Steven D. Musielski

Some features on this profile are disabled
CRD#: 2128821
SM

Professional summary

Steven Dwayne Musielski was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Steven is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Steven had worked at 9 firms, which includes CAMBRIA CAPITAL LLC, SPENCER EDWARDS INC., J.P. TURNER & COMPANY L.L.C., GUNNALLEN FINANCIAL INC, WALDRON & CO. INC., H.J. MEYERS & CO. INC., UBS FINANCIAL SERVICES INC., LEHMAN BROTHERS INC., CHATFIELD DEAN & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 2, 2019 - September 7, 2021

CAMBRIA CAPITAL, LLC

BD
CRD#: 133760
Anaheim, CA
Past

November 14, 2013 - December 31, 2018

SPENCER EDWARDS, INC.

BD
CRD#: 22067
PLACENTIA, CA
Past

March 23, 2010 - November 12, 2013

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
PLACENTIA, CA
Past

September 24, 1998 - March 26, 2010

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
PLACENTIA, CA
Past

November 20, 1996 - September 15, 1998

WALDRON & CO., INC.

BD
CRD#: 868
IRVINE, CA
Past

March 21, 1995 - December 6, 1996

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

July 8, 1993 - April 6, 1995

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

October 14, 1991 - July 27, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

May 23, 1991 - October 21, 1991

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 6/15/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/4/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/21/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/19/2000
General Securities Principal Examination

Current Firm

CC
CAMBRIA CAPITAL, LLC
BANQ | READY ROUND | MY IPO | CAMBRIA CAPITAL, LLC | CAMBRIA CAPITAL LLC

CRD#: 133760 / SEC#: 801-112108, 8-66768

RIA
Registered Investment Advisory firm - SEC (12/31/2019 Terminated)
Arizona
Registered Investment Advisory firm - SEC (12/31/2024 Terminated)
California
Registered Investment Advisory firm - SEC (12/31/2024 Terminated)
Florida
Registered Investment Advisory firm - SEC (12/31/2024 Terminated)
Georgia
Registered Investment Advisory firm - SEC (12/31/2024 Terminated)
Illinois
Registered Investment Advisory firm - SEC (12/31/2024 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (12/31/2024 Terminated)
Missouri
Registered Investment Advisory firm - SEC (12/6/2017 Terminated)
Nevada
Registered Investment Advisory firm - SEC (12/31/2024 Termination Requested)
North Carolina
Registered Investment Advisory firm - SEC (12/31/2024 Terminated)
Oregon
Registered Investment Advisory firm - SEC (12/1/2017 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (12/31/2024 Terminated)
Texas
Registered Investment Advisory firm - SEC (12/31/2024 Terminated)
Utah
Registered Investment Advisory firm - SEC (12/31/2024 Terminated)
Virginia
Registered Investment Advisory firm - SEC (12/31/2024 Terminated)
BD
Terminated by SEC on 01/31/2025
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Contact information

Main Address
488 E. Winchester Street Suite 200, Salt Lake City, UT 84107
Mailing Address
Phone number
(801) 320-9606
Established
California since 07/16/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
5

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CAMBRIA ASSET MANAGEMENT, INCMANAGING MEMBER
SOLOWIN HOLDINGSMEMBER
MCBEAN, WILLIAM GORDONCEO1901190
PHILBRICK, SHANE ROBERTCHIEF COMPLIANCE OFFICER, FINOP, CFO, COO4584693
VANDERHOOF, JOEL MICHAELPRESIDENT4152196

Regulatory assets under management

Total Number of Accounts134
AUM (Assets Under Management)$ 10,552,928

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAMBRIA CAPITAL, LLC

CRD#: 133760

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