Kurt T. Fasen
Professional summary
Kurt Thomas Fasen is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Kurt is registered as a RR (Registered Representative) and started their career in finance in 1991. Kurt has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kurt Thomas Fasen's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2018 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901December 21, 2001 - July 10, 2018
SLD AMERICA EQUITIES, INC.
August 10, 1998 - December 21, 2001
VOYA FINANCIAL ADVISORS, INC.
July 3, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 3, 1991 - July 28, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
(10/9/2018)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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