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RL

Richard T. Lanigan

MANULIFE JOHN HANCOCK BROKERAGE SERVICES
Boston, MA 02116
CRD#: 2128567
Some features on this profile are disabled
RL
Richard Thomas LaniganMANULIFE JOHN HANCOCK BROKERAGE SERVICES

Professional summary

Richard Thomas Lanigan is a registered financial professional currently at MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC located in Boston, Massachusetts.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1991. Richard has worked at 8 firms and has passed the Series 65, Series 63, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 9, Series 10, Series 53, Series 24, Series 8 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Thomas Lanigan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 3, 2026 - Present

MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC

Office #1: 200 Berkeley Street, Boston, MA 02116
BD
CRD#: 150842
Boston, MA
Past

April 1, 2019 - November 3, 2023

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA
Past

April 1, 2014 - January 7, 2016

SIGNATOR FINANCIAL SERVICES, INC.

BD
CRD#: 19061
BOSTON, MA
Past

March 10, 2014 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
PORTSMOUTH, NH
Past

March 10, 2014 - November 2, 2018

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
PORTSMOUTH, NH
Past

June 10, 2011 - April 2, 2012

MMC SECURITIES LLC

RIA
CRD#: 103846
NORWOOD, MA
Past

May 22, 2006 - April 2, 2012

MMC SECURITIES LLC

BD
CRD#: 103846
NORWOOD, MA
Past

October 6, 2002 - May 19, 2006

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
BOSTON, MA
Past

March 2, 1992 - February 12, 2002

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

April 16, 1991 - October 9, 1991

HIBBARD BROWN & CO., INC.

BD
CRD#: 18246
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/19/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/23/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 3/9/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/15/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/3/2003
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/28/1997
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 4/28/1997
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 4
Date: 12/16/1996
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MJ
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC | MELIO SECURITIES COMPANY, LLC

CRD#: 150842 / SEC#: , 8-68303

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
200 Berkeley Street, Boston, MA 02116
Mailing Address
200 Berkeley Street, Boston, MA 02116
Phone number
(888) 695-4472
Established
Illinois since 04/10/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JOHN HANCOCK SUBSIDIARIES LLCHOLDING COMPANY (100% DIRECT OWNER)
BOGLE, JAMES WILLIAMPRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL7344902
COMER, DOUGLAS J MRCHAIRMAN, PRESIDENT & CEO4887129
DICKINSON, PAUL WILLIAMCHIEF COMPLIANCE OFFICER2234977

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC

CRD#: 150842Boston, MA 02116

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