Susan R. Seitter
Professional summary
Susan Renee Seitter, who also goes by Susan Renee Williams, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Powhatan, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Richmond, Virginia.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Susan has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Renee Seitter's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
September 22, 2011 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1001 Semmes Ave Fl 3, Richmond, VA 23286September 22, 2011 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
February 23, 2010 - September 16, 2011
OSAIC INSTITUTIONS, INC.
February 23, 2010 - September 16, 2011
OSAIC INSTITUTIONS, INC.
January 4, 2010 - February 24, 2010
ALLIED BEACON PARTNERS, INC.
September 15, 2005 - February 24, 2010
CL WEALTH MANAGEMENT LLC
June 1, 2005 - December 23, 2009
COMMUNITY BANKERS SECURITIES, LLC
February 2, 2005 - May 31, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
February 7, 2004 - May 31, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
March 28, 2000 - January 16, 2004
DAVENPORT & COMPANY LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2020)
(9/22/2011)
(9/15/2016)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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