Timothy F. Mcfall

CETERA INVESTMENT ADVISERS LLC

LAS VEGAS, NV 89117

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CRD#: 2128484

Professional summary

Timothy Frank Mcfall, CFP®, ChFC®, who also goes by Tim Mcfall, Timothy F Mcfall, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Las Vegas, Nevada and CETERA WEALTH SERVICES, LLC located in Kirkland, Washington.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Timothy has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Mcfall | Timothy F Mcfall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) U.S CAPITAL STRATEGIES, INC.; POSITION: President NATURE: Operating company for my securities and insurance related financial services business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 04/24/1989; ADDRESS: 520 Kirkland Way, STE 102, Kirkland WA 98033; Meet with clients, analyze financial needs, provide recommendations for clients. Ongoing service to clients. 2) MY FINANCIAL COMPASS, LLC POSITION: Manager NATURE: Operating company for my securities and insurance related financial services business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 08/03/2022 ADDRESS: 3164 Bel Air Dr, Las Vegas NV 89109, United States DESCRIPTION: Meet with clients, analyze financial needs, provide recommendations for clients. Ongoing service to clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Frank Mcfall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

ChFC^®

Chartered Financial Consultant

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 7040 Laredo Street Suite B, Las Vegas, NV 89117Office #2: 520 Kirkland Way Ste 102, Kirkland, WA 98033

RIA

CRD#: 105644

LAS VEGAS, NV

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 520 Kirkland Way Ste 102, Kirkland, WA 98033

CRD#: 10332

HUDSON, OH

Past

October 1, 1997 - January 9, 1998

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

January 5, 1996 - October 1, 1997

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

CRD#: 5178

FORT WAYNE, IN

Past

March 9, 1995 - January 11, 1996

EQUITY PROGRAMS CORPORATION

CRD#: 6100

SAN DIEGO, CA

Past

March 13, 1991 - March 27, 1995

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

ELGIN, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(9/5/2025)

Arizona
(9/5/2025)

Arkansas
(9/5/2025)

California
(9/5/2025)

Florida
(9/5/2025)

Idaho
(9/5/2025)

Missouri
(9/5/2025)

Nebraska
(9/5/2025)

Nevada
(9/5/2025)

IAR

Nevada
(9/5/2025)

North Carolina
(9/5/2025)

Oregon
(9/5/2025)

Utah
(9/5/2025)

Virginia
(9/5/2025)

Washington
(9/5/2025)

IAR

Washington
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/22/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/11/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/9/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/11/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/12/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy F. Mcfall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Frank Mcfall's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

VERITRUST FINANCIAL, LLC

VERITRUST FINANCIAL, LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

VESTAX SECURITIES CORPORATION

VESTAX SECURITIES CORPORATION

OSAIC FS, INC.

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

EQUITY PROGRAMS CORPORATION

INVESTORS BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/22/1998

Series 63

Date: 3/11/1991

SIE

Date: 10/1/2018

Series 7

Date: 3/9/1998

Series 6

Date: 3/11/1991

Series 24

Date: 1/12/2001

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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