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BC

Brian R. Corley

SAN BLAS SECURITIES LLC
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 2128078
BC

Professional summary

Brian Ray Corley is a registered financial professional currently at SAN BLAS SECURITIES LLC located in Chicago, Illinois.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1992. Brian has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Ray Corley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 20, 2026 - Present

SAN BLAS SECURITIES LLC

Office #1: 233 S Wacker Dr Suite 4400, Chicago, IL 60606
BD
CRD#: 290605
CHICAGO, IL
Past

January 14, 2025 - March 17, 2026

BLAYLOCK VAN, LLC

BD
CRD#: 145317
OAKLAND, CA
Past

May 18, 2016 - January 26, 2024

CABRERA CAPITAL MARKETS, LLC

BD
CRD#: 10081
LOS ANGELES, CA
Past

May 21, 2013 - March 22, 2016

SAMUEL A. RAMIREZ & COMPANY, INC.

BD
CRD#: 6963
LOS ANGELES, CA
Past

December 12, 2011 - January 29, 2013

SIEBERT WILLIAMS SHANK & CO., LLC

BD
CRD#: 42568
LOS ANGELES, CA
Past

November 17, 2010 - December 6, 2011

RICE FINANCIAL PRODUCTS COMPANY

BD
CRD#: 21606
EL SEGUNDO, CA
Past

October 1, 2008 - July 26, 2010

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LOS ANGELES, CA
Past

May 1, 2001 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
LOS ANGELES, CA
Past

November 18, 1998 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

August 3, 1994 - September 16, 1998

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

May 6, 1992 - May 10, 1994

GRIGSBY & ASSOCIATES, INC.

BD
CRD#: 13364
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/7/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/30/1994
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 1/7/1992
Municipal Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/9/2026
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SB
SAN BLAS SECURITIES LLC
IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: , 8-70036

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
233 S Wacker Dr Suite 4400, Chicago, IL 60606
Mailing Address
3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184
Phone number
(773) 661-4448
Established
Delaware since 04/13/2017
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INCDIRECT OWNER
CADENA, JOHNCCO712192
CARTER, ANA ROUMENOVAFINOP4424794
MCKENZIE, ALEXYS ULANDOCEO2642827

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAN BLAS SECURITIES LLC

CRD#: 290605Chicago, IL 60606

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