JF
Joseph D. Frank
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
WOODSTOWN, NJ 08098
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CRD#: 212791
JF
Professional summary
Joseph Donald Frank, who also goes by Joe Frank, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Woodstown, New Jersey and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Woodstown, New Jersey.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1974. Joseph has worked at 17 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Frank
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-FRANK LEONARDS & FRANK LLC, 63 E AVE, WOODSTOWN, NJ, 7/1979 AS OWNER/AGENT SELLING DISABILITY, LIFE, HEALTH, & FIXED ANNUITY PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES. INV REL-4/MO-4/TRADING. 2-FRANK FAMILY CAPITAL GROUP LLC, WOODSTOWN, NJ, 7/2012 AS MANAGING MEMBER. NIR - 1 HR/MO - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2015 AS ADVISORY REP OF A RIA. INV REL - 45 HR/WK - 30/TRADING. 4. Frank Leonards & Frank, LLC. 63 East Ave Woodstown, NJ. 12/04/2000, Part Owner, marketing business through Cambridge. Investment related 10/weekly, 5/trading.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Donald Frank's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 63 East Ave, Woodstown, NJ 08098RIA
CRD#: 134139
WOODSTOWN, NJ
Current
January 13, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 63 East Avenue, Woodstown, NJ 08098BD
CRD#: 39543
Woodstown, NJ
Past
August 5, 2010 - January 23, 2015
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
WOODSTOWN, NJ
Past
August 5, 2010 - January 23, 2015
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
WOODSTOWN, NJ
Past
December 1, 2006 - August 5, 2010
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
WOODSTOWN, NJ
Past
September 1, 2006 - August 5, 2010
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
WOODSTOWN, NJ
Past
May 10, 2005 - June 16, 2006
USALLIANZ SECURITIES, INC.
RIA
CRD#: 40875
WOODSTOWN, NJ
Past
May 10, 2005 - December 1, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
WOODSTOWN, NJ
Past
July 7, 2004 - December 31, 2004
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
WOODSTOWN, NJ
Past
March 29, 1988 - May 24, 2005
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
January 20, 1987 - April 5, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
July 18, 1986 - January 28, 1987
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
Past
July 26, 1985 - June 11, 1986
CARDELL & ASSOCIATES, INCORPORATED
BD
CRD#: 7700
Past
July 31, 1984 - June 13, 1985
CARDELL & ASSOCIATES, INCORPORATED
BD
CRD#: 7700
Past
June 6, 1984 - August 2, 1984
USLIFE EQUITY SALES CORP.
BD
CRD#: 7962
Past
June 17, 1983 - September 4, 1984
VP DISTRIBUTORS LLC
BD
CRD#: 3036
Past
July 31, 1978 - June 13, 1983
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Past
September 16, 1977 - August 20, 1978
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
Past
August 27, 1976 - September 19, 1977
BACHE HALSEY STUART INC.
BD
CRD#: 7238
Past
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
BD
CRD#: 7058
Past
July 25, 1974 - February 27, 1976
BACHE & CO., INCORPORATED
BD
CRD#: 66
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/10/2025)
RR
Arizona(8/24/2018)
RR
California(1/13/2015)
RR
Delaware(1/13/2015)
RR
Florida(1/13/2015)
RR
Kentucky(1/13/2015)
RR
Maine(1/13/2015)
RR
Maryland(1/13/2015)
RR
Mississippi(6/10/2021)
RR
Nevada(1/13/2015)
RR
New Hampshire(1/13/2015)
RR
New Jersey(1/13/2015)
IAR
New Jersey(1/13/2015)
RR
New York(1/13/2015)
RR
North Carolina(1/13/2015)
RR
Ohio(2/18/2020)
RR
Pennsylvania(1/13/2015)
RR
Rhode Island(2/18/2020)
RR
South Carolina(1/14/2016)
RR
Vermont(4/13/2015)
RR
Virginia(1/13/2015)
RR
West Virginia(2/18/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/22/1974
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Woodstown, NJ 08098TRUST BUT VERIFY
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