Mary Ann Magnan
Professional Summary
Mary Ann Magnan, who also goes by Mary Ann Sarazen, Mary Ann Weedon, was a registered financial advisor. Mary was a previously registered financial professional and started their career in finance 1996 - 2016. Mary had worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mary Ann Sarazen, Mary Ann Weedon
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
DIVERSIFIED RESOURCES | WRIGHT, GEORGE EDWARD | DIVERSIFIED RESOURCES, LLC
Contact Information
Main Address
70 Jefferson Blvd. 4th Floor, Warwick, RI 02888Mailing Address
70 Jefferson Blvd. 4th Floor, Warwick, RI 02888Phone Number
(401) 941-1500Established
Rhode Island since 01/16/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
6SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
FINRA licenses (11 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BACON, KAREN JOSEPHINE | MANAGING MEMBER ,PRINCIPAL AND CCO | 2410249 |
Regulatory Assets Under Management
Total Number of Accounts
1,240AUM (Assets Under Management)
$268,848,043Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
DIVERSIFIED RESOURCES | WRIGHT, GEORGE EDWARD | DIVERSIFIED RESOURCES, LLC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1996About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
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