Jill E. Reisner
Professional summary
Jill Elaina Reisner, who also goes by Jill E Reisner, is a registered financial professional currently at FIRST MANHATTAN SECURITIES LLC located in New York, New York.
Jill is registered as a RR (Registered Representative) and started their career in finance in 1991. Jill has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jill Elaina Reisner's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2018 - Present
FIRST MANHATTAN SECURITIES LLC
Office #1: 399 Park Avenue, New York, NY 10022November 18, 2010 - December 5, 2017
NEUBERGER BERMAN BD LLC
September 29, 2010 - October 8, 2010
UBS FINANCIAL SERVICES INC.
August 9, 2006 - October 1, 2008
DEAM INVESTOR SERVICES, INC.
January 30, 2002 - May 10, 2006
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
February 1, 2000 - March 13, 2000
J.P. MORGAN SECURITIES INC.
September 13, 1996 - February 1, 2000
HAMBRECHT & QUIST LLC
February 22, 1996 - August 28, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 28, 1993 - July 10, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 7, 1992 - April 27, 1993
COMMONWEALTH ASSOCIATES
May 8, 1991 - June 22, 1992
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2018)
Exams
FINRA
Nasdaq Stock Market
Current Firm
FIRST MANHATTAN SECURITIES LLC
CRD#: 1845 / SEC#: 801-12411, 8-10438
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FMC GROUP HOLDINGS LP | LIMITED PARTNERSHIP | |
| WYDRA, ZACHARY A | CHIEF EXECUTIVE OFFICER | 2937857 |
| ASPEN, ANDREW JOSEPH | CHIEF LEGAL OFFICER | 5282749 |
| COVINO, JEREMY PAUL | CHIEF COMPLIANCE OFFICER (FOR PURPOSES OF FINRA RULE 3130) | 6794503 |
| PINTO, ALVARO SPINOLA | FINOP/PRINCIPAL OPERATIONS OFFICER | 6367887 |
| SAMMARCO, JOSEPH ANTHONY | CO-DIRECTOR OF OPERATIONS; HEAD OF SUPERVISION | 2982052 |
Regulatory assets under management
| Total Number of Accounts | 5,308 |
| AUM (Assets Under Management) | $ 29,853,233,052 |
Disclosures
| Regulatory Event | 10 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
