Douglas P. Lewis

COLUMBIA MANAGEMENT INVESTMENT ADVISERS

Carlsbad, CA

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CRD#: 2124947

Professional summary

Douglas Paul Lewis, CFP®, who also goes by Doulgas Paul Lewis, is a registered financial advisor currently at COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC located in Carlsbad, California and COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. located in Boston, Massachusetts.

Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Douglas has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doulgas Paul Lewis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Paul Lewis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 18, 2023 - Present

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 108257

Carlsbad, CA

Current

September 22, 2023 - Present

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

Office #1: 290 Congress St, Boston, MA 02210

CRD#: 840

Boston, MA

Past

May 1, 2010 - September 20, 2023

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 108257

CARLSBAD, CA

Past

May 1, 2010 - September 20, 2023

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

BOSTON, MA

Past

May 3, 2005 - May 1, 2010

BOFA ADVISORS, LLC

RIA

CRD#: 107900

CARLSBAD, CA

Past

September 20, 2004 - April 7, 2005

COLUMBIA MANAGEMENT ADVISORS, INC.

RIA

CRD#: 105842

BOSTON, MA

Past

September 20, 2004 - May 1, 2010

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

October 11, 2001 - September 21, 2004

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

May 10, 2000 - October 23, 2001

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

November 1, 1999 - April 26, 2000

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

February 10, 1997 - September 16, 1999

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 7, 1991 - April 2, 1997

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

CRD#: 108257 / SEC#: 801-25943

RIA

Registered Investment Advisory firm - (12/20/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/22/2023)

IAR

California
(10/18/2023)

Nevada
(9/22/2023)

IAR

Nevada
(10/19/2023)

Utah
(9/22/2023)

IAR

Utah
(10/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/20/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/6/1991

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

CRD#: 108257 / SEC#: 801-25943

RIA

Registered Investment Advisory firm - (12/20/1985 Approved)

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Contact information

Main Address

290 Congress Street, Boston, MA 02210

Mailing Address

Phone number

(800) 225-2365

Established

Firm type

Fiscal year end

# of Employees

910

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CMIA LLC PART 2A (5-28-2025) (5/28/2025)

Regulatory assets under management

Total Number of Accounts	6,061
AUM (Assets Under Management)	$ 457,482,709,435

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas P. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Paul Lewis's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BOFA ADVISORS, LLC

COLUMBIA MANAGEMENT ADVISORS, INC.

BOFA DISTRIBUTORS, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

HIMCO DISTRIBUTION SERVICES COMPANY

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

LPL FINANCIAL LLC

THE ADVISORS GROUP, INC.

Primary Firm SEC Registration

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/20/1991

SIE

Date: 10/1/2018

Series 7

Date: 3/6/1991

FINRA

Current Firm

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

TRUST BUT VERIFY

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