Hawley H. Maclean

CAMBRIDGE INVESTMENT RESEARCH ADVISORS

Reno, NV

Some features on this profile are disabled

CRD#: 2124926

Professional summary

Hawley Harris Maclean is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Reno, Nevada and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Reno, Nevada.

Hawley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Hawley has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MFG BENEFITS LLC, 1325 AIRMOTIVE WAY STE 390 RENO NV, AGENT/OWNER, INSURANCE, 06/1990, NIR, 20 HR/MO 4 HR/MO TRADING 2) HERITAGE BANCORP, 2330 SOUTH VIRGINIA ST RENO NV, 10/1996, BOARD MEMBER, NIR, 1 HR/MO 0 HR/MO TRADING 3) INCLINE LAKE INC, 1325 AIRMOTIVE WAY STE 390 RENO NV, 01/2010, PRESIDENT, HOLDING COMPANY, NIR, 2 HR/YR 0 HR TRADING 4) MACLEAN FINANCIAL GROUP INC, 1325 AIRMOTIVE WAY STE 390 RENO NV, 06/1990, OWNER, COMMERCIAL REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING 5) AIRPORT GARDENS INVESTORS LLC, 1325 AIRMOTIVE WAY STE 390 RENO NV, 01/1990, OWNER, COMMERCIAL REAL ESTATE, NIR, 40 HR/MO 0 HR/MO TRADING 6) UNIVERSITY OF NEVADA, RENO COLLEGE OF SCIENCE ADVISORY COUNCIL, 01/2018, BOARD MEMBER, NIR, 8 HR/YR 0 HR TRADING 7) BLACK ROCK INSTITUTE, UNIVERSITY OF NEVADA, RENO NV, 01/2010, BOARD MEMBER, NIR, 4 HR/YR 0 HR TRADING 8) CALIFORNIA STATE RAILROAD MUSEUM FOUNDATION, SACRAMENTO CA, 05/2015, BOARD MEMBER, NIR, 1 HR/MO 0 HR TRADING 9) MACLEAN FAMILY TRUSTS, 1325 AIRMOTIVE WAY STE 390 RENO NV, 01/2007, TRUSTEE, NIR, 20 HR/YR 0 HR TRADING 10) MACLEAN FINANCIAL GROUP INC, 1325 AIRMOTIVE WAY STE 390 RENO NV, 06/1990, AGENT/OWNER, INSURANCE SALES, INV REL, 120 HR/MO 120 HR/MO TRADING 11) WATER AND RAILS, 1325 AIRMOTIVE WAY STE 390 RENO NV, 05/2005, BOARD MEMBER, NIR, 10 HR/MO 0 HR/MO TRADING 12) BRISTLECONE STRATEGIES INC, 1325 AIRMOTIVE WAY STE 390 RENO NV, 01/2014, BOARD MEMBER, NIR, 1 HR/MO 0 HR TRADING 13) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2016, AS ADVISORY REP OF A RIA, INV REL, 120 HR/MO 120 HR/MO TRADING 14) FRANKLIN MEADOWS EQUESTRIAN FACILITY, 4200 OLD US HWY 395 N (STATE ROUTE 429) CARSON CITY NV, 01/1990, BOARD MEMBER, NIR, 10 HR/MO 0 HR TRADING 15) HERITAGE BANK OF NV, 2330 SOUTH VIRGINIA ST RENO NV, 10/1996, DIRECTOR, NIR, 10 HR/MO 6 HR/MO TRADING 16) MACLEAN ADVENTURES LLC, 1325 AIRMOTIVE WAY STE 390 RENO NV, 03/2017, MANAGING MEMBER, TRAVEL AGENCY, NIR, VARIES HR/MO, VARIES HR/MO TRADING 17) TRAINLI LLC, 1325 AIRMOTIVE WAY STE 390 RENO NV, 02/2018, BOARD MEMBER, NIR, 10 HR/MO 0 HR/MO TRADING 18) HAWLEY MACLEAN, CHALET MARGAUX, WENGEN, SWITZERLAND, 1325 AIRMOTIVE WAY STE 390 RENO NV, 01/2022, OWNER, PROPERTY RENTAL, NIR, 1 HR/MO 0 HR/MO TRADING 19) MFG MASTER PLANNING PROGRAM, 1325 AIRMOTIVE WAY STE 390 RENO NV 89502, 08/2023, OWNER, FINANCIAL SEMINARS, NIR, 20 HR/MO 20 HR/MO TRADING 20) HAWLEY MACLEAN, 1325 AIRMOTIVE WAY STE 390 RENO NV, AUTHOR, UPCOMING BOOK, NIR, 10 HR/MO 0 HR/MO TRADING 21) HAWLEY MACLEAN, 3438 Nambe Dr, Reno NV 89511, United States, 11/11/2024, Owner, Social Media, NIR, 5/MO - 0/Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hawley Harris Maclean's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2016 - Present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Office #2: 1325 Airmotive Way Ste 390, Reno, NV 89502

RIA

CRD#: 134139

Reno, NV

Current

April 27, 2016 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 1325 Airmotive Way Ste 390, Reno, NV 89502

CRD#: 39543

Reno, NV

Past

October 25, 1999 - April 28, 2016

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

RENO, NV

Past

March 1, 1996 - April 28, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

RENO, NV

Past

May 28, 1991 - March 1, 1996

G. R. PHELPS & CO., INC.

CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/25/2019)

Arkansas
(7/26/2023)

California
(4/27/2016)

Connecticut
(9/23/2020)

Florida
(9/10/2019)

Illinois
(9/30/2024)

Indiana
(11/11/2022)

Minnesota
(11/11/2022)

Montana
(11/30/2016)

Nevada
(4/27/2016)

IAR

Nevada
(5/6/2016)

New Mexico
(4/27/2016)

North Dakota
(9/27/2024)

Oregon
(4/27/2016)

Tennessee
(11/11/2022)

Texas
(1/30/2019)

IAR

Texas
(1/30/2019)

Washington
(11/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/23/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/23/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/26/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Hawley H. Maclean

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hawley Harris Maclean's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

G. R. PHELPS & CO., INC.

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/1998

Series 63

Date: 5/23/1991

SIE

Date: 10/1/2018

Series 7

Date: 10/15/1996

Series 6

Date: 5/23/1991

Series 24

Date: 1/26/1999

FINRA

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors