Donna G. Byrd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Gay Byrd, who also goes by Stratton Byrd, Donna Gay Horton, Donna Stratton, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1991. Donna had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2013 - December 31, 2015
SOUTHEAST INVESTMENTS, N.C., INC.
June 20, 2012 - April 24, 2013
ALLSTATE FINANCIAL SERVICES, LLC
January 4, 2010 - May 10, 2012
WRP INVESTMENTS, INC.
September 8, 2009 - December 31, 2009
LPL FINANCIAL LLC
February 4, 2005 - November 14, 2005
MUTUAL SERVICE CORPORATION
January 19, 2000 - September 8, 2009
MUTUAL SERVICE CORPORATION
January 11, 1996 - December 31, 1999
SUNAMERICA SECURITIES, INC.
March 18, 1991 - January 12, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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