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JM

John Robert Mcfarling

CRD# 2124902·Registered 1991 - 2007
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Robert Mcfarling, who also goes by J.r. Mcfarling, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1991 - 2007. John had worked at 6 firms and has passed the Series 63 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

J.r. Mcfarling

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

TEXLARK SECURITIES, LLC·CRD# 132226
BD
Plano, TX
February 16, 2007 - April 16, 2007
LONE STAR SECURITIES, INC.·CRD# 20452
BD
Addison, TX
November 3, 2006 - November 15, 2006
AMERICAN LANDMARK SECURITIES, INC.·CRD# 42187
BD
Irving, TX
January 23, 2006 - March 10, 2006
AMEREST SECURITIES, INC.·CRD# 40201
BD
Dallas, TX
June 29, 2004 - June 3, 2005
TEXAKOMA FINANCIAL, INC.·CRD# 16910
BD
Plano, TX
July 15, 2003 - February 27, 2004
AZTEC SECURITIES, INC.·CRD# 23420
BD
February 14, 1991 - March 21, 1991

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Current Firm

TS
TEXLARK SECURITIES, LLC

TASCOSA SECURITIES, LLC. | TEXLARK SECURITIES, LLC | TEXLARK SECURITIES COMPANY

CRD#: 132226 / SEC#: 8-66576
BD
Terminated by SEC on 03/05/2011

Contact Information

Established

Texas since 02/27/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TEXLARK EXPLORATION COMPANYMEMBER—
NOBLES, ILONKAPRESIDENT/CCO2704881
RICHARDS, JAMES ROSSCHIEF FINOP2680389

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2001About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jul 2001About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JM
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