Sandra K. Drennon

CAPSTONE INVESTMENT GROUP

Olympia, WA 98502

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CRD#: 2124900

Professional summary

Sandra Kay Drennon, who also goes by Sandi Drennon, Sandi Haberland, Sandra Kay Haberland, Sandi Huschka, Sandra Kay Huschka, is a registered financial advisor currently at CAPSTONE INVESTMENT GROUP located in Olympia, Washington and M. S. HOWELLS & CO. located in Olympia, Washington.

Sandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Sandra has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sandi Drennon | Sandi Haberland | Sandra Kay Haberland | Sandi Huschka | Sandra Kay Huschka

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.CAPSTONE INVESTMENT GROUP; Investment-related- Yes; Olympia, WA; Nature-RIA; Position/Title- Executive director of Wealth Management; Start date- 5.1.2008; Approximately 240 hours per month, 140 during trading hours; Description-IAR of the RIA providing planning, asset management, and supervisory functions at the branch level 2. One5 Path LLC; Investment-related-Yes; Tumwater, WA; Nature- Contracted Service to Capstone Investment Group LLC; Position/Title- Managing Member; Start date- 12.10.2024; Approximately 240 hours per month, 140 during trading hours; Description- IAR or RIA Capstone, provide planning & asset management services 3. 17SEVEN, LLC; Investment-related- No; Tumwater, WA; Nature- VRBO/AirBnB short-term rental property; Position/Title- Managing Member; Start date- 2.1.2021; Approximately 3 hours per month, 0 during trading hours; Description- Managing Member/Books and Records

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Kay Drennon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2012 - Present

CAPSTONE INVESTMENT GROUP

Office #1: 2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502

RIA

CRD#: 159918

Olympia, WA

Current

April 17, 2025 - Present

M. S. HOWELLS & CO.

Office #1: 2405 Evergreen Park Dr. Sw Bldg A, Olympia, WA 98502

CRD#: 104100

Olympia, WA

Past

February 23, 2023 - April 16, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Olympia, WA

Past

January 12, 2016 - February 22, 2023

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Olympia, WA

Past

March 2, 2012 - March 16, 2012

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

RENTON, WA

Past

February 28, 2012 - January 6, 2016

CETERA ADVISORS LLC

RIA

CRD#: 10299

OLYMPIA, WA

Past

February 28, 2012 - January 6, 2016

CETERA ADVISORS LLC

CRD#: 10299

OLYMPIA, WA

Past

May 5, 2008 - February 28, 2012

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

RENTON, WA

Past

May 5, 2008 - February 28, 2012

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

OLYMPIA, WA

Past

October 1, 2004 - May 12, 2008

FIRST MONTAUK SECURITIES CORP.

RIA

CRD#: 13755

DUPONT, WA

Past

October 1, 2004 - May 12, 2008

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

DUPONT, WA

Past

February 19, 2004 - October 4, 2004

DFC INVESTOR SERVICES

RIA

CRD#: 18558

OLYMPIA, WA

Past

February 12, 2002 - October 4, 2004

DFC INVESTOR SERVICES

CRD#: 18558

CHINO HILLS, CA

Past

March 24, 1997 - February 15, 2002

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

August 28, 1991 - March 19, 1997

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPSTONE INVESTMENT GROUP

CAPSTONE INVESTMENT GROUP | CAPSTONE TRUST | CAPSTONE INVESTMENT GROUP, LLC

CRD#: 159918 / SEC#: 801-121820

RIA

Registered Investment Advisory firm - (7/22/2021 Approved)

Arizona

Registered Investment Advisory firm - (12/8/2020 Terminated)

California

Registered Investment Advisory firm - (9/8/2021 Terminated)

Oregon

Registered Investment Advisory firm - (8/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/9/2021 Terminated)

Washington

Registered Investment Advisory firm - (4/7/2022 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/8/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/22/2025)

IAR

California
(9/12/2012)

Montana
(4/22/2025)

North Dakota
(4/22/2025)

IAR

Oregon
(3/4/2013)

Oregon
(5/6/2025)

South Dakota
(4/22/2025)

Texas
(4/22/2025)

IAR

Washington
(3/23/2012)

Washington
(4/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 2/23/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/20/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/26/1991

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CAPSTONE INVESTMENT GROUP

CAPSTONE INVESTMENT GROUP | CAPSTONE TRUST | CAPSTONE INVESTMENT GROUP, LLC

CRD#: 159918 / SEC#: 801-121820

RIA

Registered Investment Advisory firm - (7/22/2021 Approved)

Arizona

Registered Investment Advisory firm - (12/8/2020 Terminated)

California

Registered Investment Advisory firm - (9/8/2021 Terminated)

Oregon

Registered Investment Advisory firm - (8/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/9/2021 Terminated)

Washington

Registered Investment Advisory firm - (4/7/2022 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/8/2020 Terminated)

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Contact information

Main Address

2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502

Mailing Address

2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502

Phone number

(360) 570-9888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPSTONE FIRM BROCHURE (10/21/2025)

Regulatory assets under management

Total Number of Accounts	1,178
AUM (Assets Under Management)	$ 152,420,481

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Sandra K. Drennon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Kay Drennon's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

PURSHE KAPLAN STERLING INVESTMENTS

PRIVATE CLIENT SERVICES, LLC

PACIFIC WEST FINANCIAL CONSULTANTS INC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST SECURITIES, INC.

FIRST MONTAUK SECURITIES CORP.

FIRST MONTAUK SECURITIES CORP.

DFC INVESTOR SERVICES

DFC INVESTOR SERVICES

CETERA INVESTMENT SERVICES LLC

AEGON USA SECURITIES INC.

Primary Firm SEC Registration

CAPSTONE INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/1999

Series 63

Date: 8/26/1991

Series 99TO

Date: 2/23/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/20/1997

Series 6

Date: 8/26/1991

FINRA

Current Firm

CAPSTONE INVESTMENT GROUP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPSTONE INVESTMENT GROUP

TRUST BUT VERIFY

Contact information

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