Mitchell G. Breier
Professional summary
Mitchell George Breier was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mitchell is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Mitchell had worked at 4 firms, which includes EDI FINANCIAL INC., CULLUM & SANDOW SECURITIES INC., CULLUM & SANDOW INC., PAULSON INVESTMENT COMPANY LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 1997 - May 31, 2002
EDI FINANCIAL, INC.
February 18, 1992 - July 14, 1997
CULLUM & SANDOW SECURITIES, INC.
March 13, 1991 - February 11, 1992
CULLUM & SANDOW, INC.
February 21, 1991 - March 12, 1991
PAULSON INVESTMENT COMPANY LLC
State Registrations and Notice Filings
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Exams
Current Firm
EDI FINANCIAL, INC.
CRD#: 15699 / SEC#: , 8-32566
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
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