Theresa A. Procida

INNOVATIVE INVESTMENT FIDUCIARIES

Moorestown, NJ 08057

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CRD#: 2124622

Professional summary

Theresa Ann Procida, who also goes by Terriann Procida, Theresa A Procida, is a registered financial advisor currently at INNOVATIVE INVESTMENT FIDUCIARIES, LLC located in Moorestown, New Jersey.

Theresa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Theresa has worked at 6 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Terriann Procida | Theresa A Procida

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED INSURANCE AGENT OFFERING NON-VARIABLE INSURANCE PRODUCTS/ INNOVATIVE BENEFIT PLANNING LLC 101A Foster Road Moorestown, NJ 08057/ START DATE 1-1-1986/ 160 HOURS PER MONTH// INNOVATIVE PROPERTIES/ PARTNER IN REAL ESTATE/ START DATE 5-1-1998/ 1 HOUR PER YEAR//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theresa Ann Procida's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2013 - Present

INNOVATIVE INVESTMENT FIDUCIARIES, LLC

Office #1: 101a Foster Road, Moorestown, NJ 08057

RIA

CRD#: 159814

Moorestown, NJ

Past

April 14, 2008 - March 25, 2015

MAIN STREET FINANCIAL LIFE ADVISORS, LLC

RIA

CRD#: 118544

MOORESTOWN, NJ

Past

July 23, 2004 - December 5, 2007

TOWER SQUARE SECURITIES, INC.

RIA

CRD#: 833

CINNAMINSON, NJ

Past

July 23, 2004 - December 5, 2007

TOWER SQUARE SECURITIES, INC.

CRD#: 833

CINNAMINSON, NJ

Past

January 3, 2003 - June 17, 2004

MAIN STREET MANAGEMENT COMPANY

CRD#: 547

BOSTON, MA

Past

June 21, 2002 - January 15, 2003

WS GRIFFITH SECURITIES, INC.

RIA

CRD#: 10410

CINNAMINSON, NJ

Past

March 15, 1993 - January 15, 2003

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

February 6, 1991 - March 15, 1993

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/20/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/24/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/1/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INNOVATIVE INVESTMENT FIDUCIARIES, LLC

CRD#: 159814 / SEC#: 801-77666

RIA

Registered Investment Advisory firm - (5/29/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (5/9/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/2/2018 Approved)

Texas

Registered Investment Advisory firm - (4/9/2019 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

101a Foster Road, Moorestown, NJ 08057

Mailing Address

Phone number

(856) 242-3330

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 12,349,598

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Theresa A. Procida

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theresa Ann Procida's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATIVE INVESTMENT FIDUCIARIES, LLC

MAIN STREET FINANCIAL LIFE ADVISORS, LLC

TOWER SQUARE SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

MAIN STREET MANAGEMENT COMPANY

WS GRIFFITH SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

VP DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/24/1991

Series 6

Date: 2/1/1991

Current Firm

INNOVATIVE INVESTMENT FIDUCIARIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INNOVATIVE INVESTMENT FIDUCIARIES, LLC

TRUST BUT VERIFY

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