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AF

Anthony M. Franchimone

SAGEVIEW ADVISORY GROUP
San Diego, CA 92121
Some features on this profile are disabled
CRD#: 2124521
AF

Professional summary

Anthony Michael Franchimone, AIF®, who also goes by Anthony Michael Franchimone, Tony Franchimone, is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in San Diego, California.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Anthony has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Anthony Michael Franchimone | Tony Franchimone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Michael Franchimone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

May 10, 2023 - Present

SAGEVIEW ADVISORY GROUP, LLC

Office #1: 9920 Pacific Heights Blvd #150, San Diego, CA 92121
RIA
CRD#: 126777
San Diego, CA
Past

July 31, 2025 - December 17, 2025

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
SAN DIEGO, CA
Past

January 2, 2019 - May 5, 2023

TRIAD ADVISORS LLC

BD
CRD#: 25803
San Diego, CA
Past

December 5, 2018 - November 22, 2023

ONEDIGITAL

RIA
CRD#: 106766
San Diego, CA
Past

October 19, 2012 - December 31, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

November 30, 2010 - December 31, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

October 29, 2010 - December 31, 2018

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
SAN DIEGO, CA
Past

December 10, 2007 - December 1, 2010

NRP ADVISORS, INC.

RIA
CRD#: 141430
LA JOLLA, CA
Past

December 10, 2007 - November 30, 2010

NRP FINANCIAL, INC.

BD
CRD#: 103717
LA JOLLA, CA
Past

September 2, 2005 - December 10, 2007

GIRARD SECURITIES, INC.

RIA
CRD#: 18697
LA JOLLA, CA
Past

September 2, 2005 - December 10, 2007

GIRARD SECURITIES, INC.

BD
CRD#: 18697
LA JOLLA, CA
Past

July 1, 2003 - September 2, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
LA JOLLA, CA
Past

July 1, 2003 - September 2, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

July 8, 1997 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA
CRD#: 7471
SAN DIEGO, CA
Past

March 19, 1991 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA
Registered Investment Advisory firm - (5/31/2005 Approved)
California
Registered Investment Advisory firm - (6/7/2005 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/10/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/10/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/2/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 10/12/1995
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/18/1991
General Securities Representative Examination

Current Firm

SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA
Registered Investment Advisory firm - (5/31/2005 Approved)
California
Registered Investment Advisory firm - (6/7/2005 Terminated)
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Contact information

Main Address
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Mailing Address
Phone number
(800) 814-8742
Established
Firm type
Fiscal year end
# of Employees
248

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAGEVIEW ADVISORY GROUP ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts13,295
AUM (Assets Under Management)$ 238,552,018,915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAGEVIEW ADVISORY GROUP, LLC

CRD#: 126777San Diego, CA 92121

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